Structured Products and Other

Reflecting the hybrid nature of structured products, ISDA often works jointly with securities-focused trade associations on issues that transcend wholesale and retail markets. The forum for this work is the Joint Associations Committee on Retail Structured Products (JAC), chaired by Tim Hailes of JP Morgan. 

Documents related to Islamic Finance derivatives agreements can be found here:
http://www.isda.org/c_and_a/islamfwg.html


DateTitle / Document / DescriptionDownload
November 14, 2012
JAC response to FSA Consultation Paper CP12/19 on restrictions on the retail distribution of UCIS and close substitutes
Joint Associations Response
JAC response to FSA CP 12 19 - Nov 2012.pdf
October 29, 2012
JAC Position Paper: Draft regulation on key information documents for investment products
JAC Position Paper_Draft regulation on key information documents for investment products.pdf
October 18, 2012
JAC Response to EC Consultation Document – UCITS Product Rules, Liquidity Management, Depositary, Money Market Funds, Long-Term Investments
Joint Associations Response
JAC Submission to EC - UCITS VI.pdf
May 21, 2012
Public Comment on Suitability Requirements with respect to the Distribution of Complex - Joint Associations Response
JAC/IIF/IBFed, together ‘the Associations’, comment on the consultation report “Suitability Requirements with respect to the Distribution of Complex Financial Products” prepared by the Technical Committee of IOSCO. Please note that the annexes referred to on pg. 5 of the response are available on the ISDA website (originally submitted on March 11 and May 23, 2011).
120521SuitabilityFinaltoIOSCO.pdf
March 30, 2012
JAC Response to ESMA Consultation Paper on its guidelines for ETFs and other UCITS issues
Joint Associations Committee response
JAC submission to ESMA on ETFs - March 2012.pdf
January 11, 2012
JAC Response to FSA Consultation: Retail Product Development and Governance – Structured Products Review
Joint Associations Committee response
JAC Response to FSA on Guidance Consultation - Jan 2012.pdf
December 7, 2011
Response of the Joint Associations Committee to the European Commission following
ESMA's technical advice on possible delegated acts concerning the Prospectus Directive
JAC PD submission - Dec 2011.pdf
November 23, 2011
Joint Associations Committee: Combined Principles for Retail Structured Products (German/auf Deutsch)
Kombinierte grundsätze für den vertrieb strukturierter produkte an privatanleger
Principles DE.pdf
November 23, 2011
Joint Associations Committee: Combined Principles for Retail Structured Products (French/Francais)
Le joint associations committee rassemble les Principes gouvernant les produits structures de detail
Principles FR.pdf
October 14, 2011
Joint Associations Response
Joint Associations Response to the Belgian FSMA consultation note on the introduction of a regulatory framework for the distribution of structured products to retail investors
JACFSMAresponseOct2011.pdf