Structured Products and Other

Reflecting the hybrid nature of structured products, ISDA often works jointly with securities-focused trade associations on issues that transcend wholesale and retail markets. The forum for this work is the Joint Associations Committee on Retail Structured Products (JAC), chaired by Tim Hailes of JP Morgan. 

Documents related to Islamic Finance derivatives agreements can be found here:
http://www.isda.org/c_and_a/islamfwg.html


DateTitle / Document / DescriptionDownload
November 23, 2011
Joint Associations Committee: Combined Principles for Retail Structured Products (German/auf Deutsch)
Kombinierte grundsätze für den vertrieb strukturierter produkte an privatanleger
Principles DE.pdf
November 23, 2011
Joint Associations Committee: Combined Principles for Retail Structured Products (French/Francais)
Le joint associations committee rassemble les Principes gouvernant les produits structures de detail
Principles FR.pdf
October 14, 2011
Joint Associations Response
Joint Associations Response to the Belgian FSMA consultation note on the introduction of a regulatory framework for the distribution of structured products to retail investors
JACFSMAresponseOct2011.pdf
September 22, 2011
Joint Associations Response
JAC Response to ESMA Discussion Paper on UCITS Exchange-Traded Funds and Structured UCITS
JACETFresponserev.pdf
May 23, 2011
Joint Associations Committee Releases Combined Principles for Retail Structured Products
JAC Principles. These are re-issued Principles, with the original versions dating from 2007 (provider-distributor) and 2008 (distributor-investor).
A13302988 v0.25 2011.pdf
April 21, 2011
UK FSA consultation on Product Intervention
Joint Associations submission
JAC_response_to_Product_Intervention_Paper.pdf
March 11, 2011
JAC/IIF/IBFed Written Contribution to IOSCO on Suitability Requirements for Market Intermediaries
110311CoverLetteronSuitabilityFinaltoIOSCO.pdf 110311PrinciplesFinaltoIOSCO.pdf 110311FrameworkMatrixFinaltoIOSCO.pdf
February 1, 2011
Joint Associations Response
JAC response to current consultations on the Packaged Retail Investment Products Initiative
JAC response_01Feb2011.pdf
July 1, 2010
Joint Associations Key Information Document (KID)
Template and submission
JAC-Form-of-KID-with-completion-notes.pdf
July 1, 2010
Joint Associations Response
Supplementary submission in relation to the EU Commission's Packaged Retail Investment Products (PRIPs) inititative
JAC-Submission-re-template-KID-100701.pdf