Structured Products and Other

Reflecting the hybrid nature of structured products, ISDA often works jointly with securities-focused trade associations on issues that transcend wholesale and retail markets. The forum for this work is the Joint Associations Committee on Retail Structured Products (JAC), chaired by Tim Hailes of JP Morgan. 

Documents related to Islamic Finance derivatives agreements can be found here:

DateTitle / Document / DescriptionDownload
February 15, 2010
Joint Associations Response
IOSCO’s Consultation Report on Principles of Point of Sale Disclosure
December 30, 2009
Joint Associations Response
Response on Consultation Paper on Proposals to Enhance Protection for the Investing Public issued by the Hong Kong Securities and Futures Commission on 25 September 2009 and (ii) the Consultation Paper on Possible Reforms to the Prospectus Regime in the Companies Ordinance and the Offers of Investments Regime in the Securities and Futures Ordinance
December 29, 2009
Joint Associations Response
Cover Letter for above
November 17, 2009
Joint Associations Response
Joint Associations Response on EC October 2009 Workshop on Packaged Retail Investment Products (PRIPs)
October 8, 2009
Joint Associations Response with ICMA and SIFMA
Response to CONSOB's Consultation Paper of 14 July 2009 on recommendations relating to the offering prospectus or admission to trading of financial products not representing capital
September 10, 2009
Joint Associations Response with ICMA and SIFMA
Key information document (KID) for investors in structured UCITS funds – CESR consultation
June 30, 2009
Joint Associations Response
Response on UK FSA’s proposed new chapter on Perimeter Guidance
May 15, 2009
Response to CESR consultation on Key Information Document
October 26, 2007
ISDA Response
Response to EU Commission Call for Evidence on Substitute Retail Investment Products. Concerns consistency of regulatory treatment of retail investments including structured products, with particular emphasis on disclosures and conflicts management.
July 16, 2007
UK FSA Treating Customers Fairly initiative – Guidance on provider and distributor responsibilities
Feedback and Policy Statement