Share This Conference

Markets in Financial Instruments Directive II/Regulation

Implementing the New Regime


Wednesday, April 5, 2017
The Westin Sydney
Sydney

PROGRAM AGENDA

The revision of the original Markets in Financial Instruments Directive, MiFID II/R, will effect a radical overhaul of the structure of derivatives trading in Europe. Planning and preparing for MiFID II/R is a huge task – a task that will gather pace during 2017. This conference offers an ideal opportunity to understand the implications for market participants and the financial system, examining the detail and reasoning behind key MiFID compliance requirements in areas as diverse as reporting, trade execution, post-trade automation, commodities and client clearing.

 

 

 

8:15 AM

 

Registration and Morning Coffee

 

 

 

8:50 AM

 

Introduction and Welcoming Remarks

Keith Noyes, Regional Director, Asia Pacific, ISDA

 

 

 

9:00 AM

 

Market Data Reporting

In this session we will discuss, in particular, the expanded scope under MiFID II/MiFIR compared to the current MiFID Transaction Reporting regime, the Regulatory Technical Standards adopted in July 2016 and its impact on the current reporting framework in Europe and globally.

Rishi Kapoor, Director, Public Policy, Asia Pacific, ISDA

Anne-Marie Neagle, Partner, King & Wood Mallesons

 

 

 

10:05 AM

 

Morning Break

 

 

 

10:25 AM

 

Liquidity and Transparency Requirements

  • The liquid market definition and the new transparency obligations
  • New venues
  • Systematic internalisers
  • Package transactions Other speakers to be announced

Erryan Abdul Samad, Assistant General Counsel, ISDA

David Williams, Director & APAC Head, Business & Product Development, Regulatory & Compliance Solutions, IHS Markit

 

 

 

11:25 AM

 

Post Trade

  • The challenges of Straight-Through Processing for Clearing:

o    Venue vs. bilateral execution

o    The need for post execution validation

  • Treatment of trades that fail to clear

Rishi Kapoor, Director, Public Policy, Asia Pacific, ISDA

Shannon Spriggs, Division Director, Legal & Governance, Macquarie Group

 

 

 

12:10 PM

 

Luncheon

     

1:15 PM

 

MiFID II/R: A New Regime for Commodity Derivatives Markets

  • Scope of commodity contracts
  • Position limits: metric, baseline limits, exemption, aggregation, flexibility granted to NCAs
  • Position reporting
  • General exemption rule – ancillary activities

Erryan Abdul Samad, Assistant General Counsel, ISDA

Matthew O'Callaghan, Managing Director and Senior Counsel, Goldman Sachs

 

 

 

2:15 PM

 

Panel Session: Impact of MIFIDII on Asia and Australia

Moderator: Keith Noyes, Regional Director, Asia Pacific, ISDA

Rhonda Luo, Senior Specialist, Market Infrastructure, ASIC

Mario Lulic, Executive Director & Assistant General Counsel, J.P. Morgan

Anne-Marie Neagle, Partner, King & Wood Mallesons

 

 

 

3:15 PM

 

Afternoon Break

 

 

 

3:30 PM

 

The Implications on Retail Structured Products: Product Governance and Intervention

Erryan Abdul Samad, Assistant General Counsel, ISDA

 

 

 

4:30 PM

 

Indirect Clearing: “Client of Client” Clearing and Transatlantic Clearing

  • Introduction to indirect clearing and typical structures
  • Documentation and implementation requirements
  • Application across jurisdictions (e.g. US, Europe, APAC)

Julian Gillis, Senior Lawyer, Markets Legal, Australia and New Zealand Banking Group Limited

 

 

 

5:15 PM

 

Conference Concludes

 


Agenda is subject to change

- REGISTRATION FEE* -
$ 650 U.S. (member) / $ 750 U.S. (non-member)
*The invoice total must be paid in full - registration fees are net of tax and wire transfer fees are not included.

We suggest registering at least two weeks in advance to ensure your seat.

Please click here for the Conference Registration Form.

 

The Westin Sydney, Location 1 Martin Place, Sydney, NSW 2000, Australia, Phone: +61-2-8223-1111



For more information regarding conferences or exhibition opportunities, please contact the ISDA conference department

at +1 212-901-6000  or e-mail conferences@isda.org