Share This Conference

The Impact of Markets in Financial Instruments Directive (MiFID) on US Firms and Markets

 6.5 CLE Credit Hours Available (New York)

Transitional and Nontransitional

 

6.5 CPE Credit Hours Available


Thursday, September 14, 2017
Global Financial Conference Center
New York

PROGRAM AGENDA

 

8:30 AM

 

Registration and Continental Breakfast

 

 

 

9:00 AM

 

Welcoming Remarks

 

 

Roger Cogan, Head of European Public Policy, ISDA

 

 

 

9:15 AM

 

Introduction: MiFID as the European Response to the G-20 Commitments, Dodd-Frank and Relevant Rulemaking

 

 

Roger Cogan, Head of European Public Policy, ISDA

 

 

 

9:45 AM

 

Venue Trading under EU and US Rules

 

 

  • Dodd-Frank Act approach to Made-Available-to-Trade (MAT)
  • Rulemakers’ approach to MAT, pre- and post-trade transparency
  • The trading obligation and venue functionality in MiFID and relevant Regulatory Technical Standards (RTS)
  • Trade transparency in MiFID and relevant RTS

 

 

Roger Cogan, Head of European Public Policy, ISDA
Deborah North, Partner, Allen & Overy LLP
Bella Rozenberg, Senior Counsel, Head of Regulatory and Legal Practice Group, ISDA

 

 

 

11:00 AM

 

Morning Break

 

 

 

11:15 AM

 

Packages Trades

 

 

European regulators are trying to design a proportionate and globally coherent MIFID regime for trade transparency and mandatory trading for Package transactions. This panel looks at the level of alignment between the potential MIFID and the effective US regime for Packages.

 

 

Roger Cogan, Head of European Public Policy, ISDA
Bella Rozenberg, Senior Counsel, Head of Regulatory and Legal Practice Group, ISDA

 

 

 

11:45 AM

 

MiFID Reporting

 

 

Speakers to be Announced

 

 

 

12:30 PM

 

Luncheon

 

 

 

1:30 PM

 

Commodity Firm Coverage under US and EU Rules

 

 

  • End user exemptions from trading and transparency requirements
  • Position limits

 

 

Ryne Miller, Associate, Sullivan & Cromwell

 

 

 

2:30 PM

 

Can the Frameworks Work Cross-Border?

 

 

  • Equivalence, substituted compliance, mutual recognition and exemption relief – how to regulate a global market?
  • Venue recognition challenges to date (MiFID I, Qualifying Multilateral Trading Facility [QMTF])
  • Regulatory alignment and EU-US discussions
  • Efforts to enhance the post-G20 regulatory framework
  • Treatment of 3rd country firms

 

 

Peter Malyshev, Partner, Reed Smith LLP
Deborah North, Partner, Allen & Overy LLP
Bella Rozenberg, Senior Counsel, Head of Regulatory and Legal Practice Group, ISDA

 

 

 

4:00 PM

 

Conference Concludes

 


Agenda is subject to change

- REGISTRATION FEE* -
$ 850 U.S. (member) / $ 975 U.S. (non-member)
*The invoice total must be paid in full - registration fees are net of tax and wire transfer fees are not included.

We suggest registering at least two weeks in advance to ensure your seat.

Please click here for the Conference Registration Form.

 

Global Financial Conference Center, 360 Madison Avenue (entrance on 45th Street), 17th Floor, New York, NY 10017 Phone: (212) 901-6000. Please find a map to the venue here.

 


 

 


For more information regarding conferences or exhibition opportunities, please contact the ISDA conference department

at +1 212-901-6000  or e-mail conferences@isda.org