Collateral

This page contains Collateral information and certain informational documents for the Standard Credit Support Annex (SCSA®), which seeks to standardize market practice regarding embedded optionality in current CSAs, promote the adoption of overnight index swap discounting for derivatives, and align the mechanics and economics of collateralization between the bilateral and cleared OTC derivative markets. The Annexes themselves are available in the ISDA Bookstore.


DateTitle / DescriptionDocuments
December 6, 2011
Sample Pledgor Access Provisions (IA - Independent Amount) - (Note: these provisions have been superseded by those included in the ISDA 2013 Account Control Agreement)
for possible inclusion in a tri-party control agreement
ISDA Sample Pledgor Access Provisions.pdf
December 6, 2011
Sample Notice of Exclusive Control Provisions (IA - Independent Amount) - - (Note: these provisions have been superseded by those included in the ISDA 2013 Account Control Agreement)
for possible inclusion in a tri-party control agreement.
ISDA Sample Notice of Exclusive Control Provisions.pdf
December 6, 2011
ISDA Sample Tri-Party IA Provisions Memorandum - (Note: these provisions have been superseded by those included in the ISDA 2013 Account Control Agreement)
The Memorandum includes important information relating to the use of the ISDA Sample Tri-Party IA (Independent Amount) Provisions, background information relating to the segregation of IA and a brief description of the structure and an overview of the ISDA Sample Tri-Party IA Provisions.
ISDA Sample Tri-PartyIA Provisions Memorandum.pdf
November 30, 2011
OTC Derivatives Collateral Process
Best Practices
2011 ISDA Best Practices for the OTC Derivatives Collateral Process - 30 Nov 2011 FINAL.pdf
June 30, 2011
2011 Roadmap for Collateral Management
2011 ISDA Roadmap for Collateral Management - 30 June 2011[1].pdf
April 27, 2011
2011 Formal Market Polling Procedure and 2011 Convention on Portfolio Reconciliation and the Investigation of Disputed Margin Calls
Notice / Pre-Publication Draft / Polling Procedure links to the right. The ISDA Collateral Dispute Resolution Documents (as defined in the Notice attachment) are work in progress drafts that are subject to substantive change and may be withdrawn by ISDA in whole or part.
April-27.pdf ICM-#12499158-v6-Draft_ISDA_2011_Dispute_Resolution_Convention_-_pre-publication_draft.pdf ISDA-Formal-Market-Polling-Procedure _27-April-2011-Draft.pdf
April 7, 2011
2011 Convention on Portfolio Reconciliation and the Investigation of Disputed Margin Calls
Pre-publication draft / notice links to the right.. The ISDA Collateral Dispute Resolution Documents (as defined in the notice attachment) are work in progress drafts that are subject to substantive change and may be withdrawn by ISDA in whole or part.
ICM-#12499158-v3-Draft_ISDA_2011_Dispute_Resolution_Convention_-_pre-publication_draft.pdf 2011 Convention on Portfolio Reconciliation - notice.docx
January 3, 2011
Asia Pacific Collateralized Portfolio Reconciliation
Memorandum of Understanding
asiapacific_mou.html
June 30, 2010
OTC Derivatives Collateral Process
Best Practices
ISDA-Best-Practices-for-the-OTC-Derivatives-Collateral-Process.pdf
April 16, 2010
2010 Roadmap for Collateral Management
2010-ISDA-Roadmap-Collateral-Management.pdf