Adhering Parties

Adhere to this Protocol
  • Protocol Name: ISDA 2015 Section 871(m) Protocol
  • Last Updated: May 25, 2017
  • Number of Parties: 1483
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# ParticipantLast SubmissionAcceptance Date
1 Praktikertjänst AB:s Pensionsstiftelse December 23, 2016December 27, 2016
2 J. Safra Sarasin Investmentfonds AG January 17, 2017January 17, 2017
3 Loomis Sayles Trust Company, LLC December 20, 2016December 20, 2016
4 Talpion Equity Partners Master Fund LP November 16, 2016November 16, 2016
5 1337 Street Fund, LP May 22, 2017May 22, 2017
6 3G Capital Partners LP December 22, 2015December 22, 2015
7 3G Capital Partners LP December 20, 2016December 20, 2016
8 3W Global Fund November 11, 2016November 11, 2016
9 3W Greater China Focus Fund November 11, 2016November 11, 2016
10 400 Capital Management LLC November 07, 2016November 07, 2016
11 683 Capital Management LLC December 21, 2016December 21, 2016
12 A.R.T. Advisors, LLC November 08, 2016November 08, 2016
13 Aargauische Kantonalbank December 19, 2016December 19, 2016
14 Aberdeen Asset Management Inc. December 21, 2016December 21, 2016
15 Absolute Fund Offshore SPC February 23, 2017February 23, 2017
16 ABSOLUTE RETURN MASTER FUND (THE) January 17, 2017January 17, 2017
17 Abu Dhabi Investment Council October 04, 2016October 04, 2016
18 Access Bank Plc December 14, 2016December 14, 2016
19 Act II Management, LP January 05, 2017January 05, 2017
20 Adelphi Europe Long Only Master Fund Limited December 20, 2016December 20, 2016
21 Adelphi Europe Master Fund December 20, 2016December 20, 2016
22 Adelphi Investment Funds PLC December 20, 2016December 20, 2016
23 Advent Global Partners Master Fund, LP December 09, 2016December 09, 2016
24 Aegon Derivatives NV January 26, 2017January 26, 2017
25 AEGON USA Investment Management, LLC February 02, 2017February 02, 2017
26 Aesir Capital Management LP December 28, 2016December 28, 2016
27 AFS Platform ICAV LiquidAlts WCM December 28, 2016December 29, 2016
28 AGF Investments Inc. April 25, 2017April 26, 2017
29 Akamatsu Bonsai Fund December 09, 2016December 09, 2016
30 Akamatsu Fund December 09, 2016December 09, 2016
31 Alba 2007-1 Plc December 29, 2016December 29, 2016
32 Albatroz Security Management (UK) LLP December 14, 2016December 14, 2016
33 Alcova Asset Management LLP December 05, 2016December 05, 2016
34 Alden Global Capital, LLC December 15, 2016December 15, 2016
35 Alder Hill Management LP December 21, 2016December 21, 2016
36 Aleutian Fund Master Ltd. December 29, 2016December 29, 2016
37 Alfa Capital Holdings (Cyprus) Limited November 29, 2016November 29, 2016
38 ALFA-BANK, AO December 12, 2016December 12, 2016
39 Algebris (UK) Limited January 03, 2017January 03, 2017
40 Algebris Investments (UK) LLP November 10, 2016November 10, 2016
41 Algert Global LLC April 24, 2017April 24, 2017
42 Alken Asset Management Ltd December 06, 2016December 06, 2016
43 AllianceBernstein L.P. December 27, 2016December 27, 2016
44 Allianz Global Investors GmbH December 21, 2016December 21, 2016
45 Alphadyne Global Rates Master Fund, Ltd. November 21, 2016November 21, 2016
46 Alphadyne International (ERISA) Master Fund Ltd. November 21, 2016November 21, 2016
47 Alphadyne International Master Fund, Ltd. November 21, 2016November 21, 2016
48 Alphadyne Investment Strategies - Asia Rates Trading, Ltd. November 21, 2016November 21, 2016
49 Alphagen Capital Limited December 22, 2016December 22, 2016
50 Alpine Heritage Japan Trust November 15, 2016November 15, 2016
51 Alpine Heritage Offshore Fund Ltd. November 15, 2016November 15, 2016
52 Alpine Partners VI, LLC November 08, 2016November 08, 2016
53 Alta Park Capital, LP January 27, 2017January 27, 2017
54 Altavista Investment Management UK LLP December 05, 2016December 05, 2016
55 Alvento Capital Partners LLP October 21, 2016October 21, 2016
56 Alyeska Investment Group, L.P. December 05, 2016December 05, 2016
57 Amalgamated Gadget, L.P. December 12, 2016December 12, 2016
58 Ameriprise Certificate Company February 02, 2017February 02, 2017
59 Ameriprise Financial, Inc. January 03, 2017January 03, 2017
60 Amiya GEO MASTER Fund Limited November 30, 2016November 30, 2016
61 AMP Capital Investors Limited December 01, 2016December 01, 2016
62 AMUNDI ASSET MANAGEMENT December 20, 2016December 20, 2016
63 Amwal Capital Partners MENA Fund LP October 04, 2016October 04, 2016
64 Anchorage Capital Group, L.L.C. January 25, 2017January 26, 2017
65 Angelo, Gordon & Co., L.P. March 07, 2017March 08, 2017
66 Antipodes Partners Limited December 18, 2016December 19, 2016
67 Apollo Management Holdings, L.P. October 25, 2016October 25, 2016
68 Appaloosa LP November 15, 2016November 15, 2016
69 Aptus Investment Fund November 11, 2016November 11, 2016
70 AQR Capital Management, LLC December 06, 2016December 06, 2016
71 Aravt Global Master Fund Ltd. October 18, 2016October 18, 2016
72 Arca Fondi Sgr S.p.A. December 28, 2016December 29, 2016
73 Archer Capital Management, LP December 14, 2016December 14, 2016
74 Archstone Offshore Fund, Ltd. December 27, 2016December 29, 2016
75 Ardevora Asset Management LLP January 10, 2017January 10, 2017
76 Argentiere Master Fund Ltd October 10, 2016October 10, 2016
77 Aristeia Capital, L.L.C. October 13, 2016October 13, 2016
78 Armor Advisors, L.L.C. November 28, 2016November 28, 2016
79 Arosa Capital Management LP October 25, 2016October 25, 2016
80 ARP Alternative Risk Premia 2X Master Fund Ltd. April 18, 2017April 19, 2017
81 ARP Alternative Risk Premia Master Fund Ltd. December 15, 2016December 15, 2016
82 Arrowgrass Customised Solutions I Limited November 02, 2016November 02, 2016
83 Arrowgrass Equity Focus Fund Limited November 02, 2016November 02, 2016
84 Arrowgrass Inflection Fund Limited November 02, 2016November 02, 2016
85 Arrowgrass Master Fund Ltd November 02, 2016November 02, 2016
86 Artemis Investment Management LLP December 22, 2016December 22, 2016
87 Arxis Securities LLC December 14, 2016December 14, 2016
88 Ascend Partners Fund I, Ltd. September 16, 2016September 16, 2016
89 Ascend Partners Fund II BPO, Ltd. September 16, 2016September 16, 2016
90 Ascend Partners Fund II, Ltd. September 16, 2016September 16, 2016
91 Ascend Plaza Fund, Ltd. September 16, 2016September 16, 2016
92 Asian Equity Special Opportunities Portfolio Master Fund Limited December 28, 2016December 29, 2016
93 Asian Healthcare Discovery Master Fund December 28, 2016December 29, 2016
94 Asian Investment Partners Ltd. November 04, 2016November 04, 2016
95 Asian Opportunities Absolute Return Master Fund Limited December 28, 2016December 29, 2016
96 Asian Technology Absolute Return Fund December 28, 2016December 29, 2016
97 ASIG International Limited April 04, 2017April 04, 2017
98 Aspect Capital Limited December 07, 2016December 07, 2016
99 Asperatus Capital SPC for and on behalf of the Cirrus Segregated Portfolio December 16, 2016December 16, 2016
100 Assenagon Asset Management S.A. October 03, 2016October 03, 2016
101 Asset Management One Co., Ltd December 14, 2016December 14, 2016
102 Aurelius Capital Management, LP October 20, 2016October 20, 2016
103 Auspicious Capital Management Limited December 23, 2016December 23, 2016
104 Autonomy Capital (Jersey) L.P. December 22, 2016December 22, 2016
105 Aviva Insurance Limited December 23, 2016December 23, 2016
106 Aviva International Insurance Limited December 23, 2016December 23, 2016
107 Aviva Investors Americas LLC December 23, 2016December 23, 2016
108 Aviva Investors Global Services Limited December 23, 2016December 23, 2016
109 Aviva Life & Pensions UK Limited December 23, 2016December 23, 2016
110 AXA Insurance Ltd (acting on behalf of its account "Allocated Assets") December 30, 2016December 30, 2016
111 AXA Life Ltd. (acting on behalf of its account "Allocated Assets Group Life" December 30, 2016December 30, 2016
112 AXA Life Ltd. (acting on behalf of its account "Allocated Assets Individual Life" December 30, 2016December 30, 2016
113 Axioma Partners SA October 03, 2016October 03, 2016
114 Axonic Capital LLC December 16, 2016December 19, 2016
115 Azentus Global Opportunities Master Fund Limited December 12, 2016December 12, 2016
116 Badja Pty Limited March 01, 2017March 01, 2017
117 Balyasny Asset Management L.P. December 15, 2016December 15, 2016
118 Balyasny Asset Management L.P. (addition of funds) May 03, 2017May 04, 2017
119 Banbury Master Fund Ltd. November 02, 2016November 03, 2016
120 Banca Generali S.p.A. September 26, 2016September 26, 2016
121 Banca IMI S.p.A: December 29, 2016December 29, 2016
122 Banca Popolare di Sondrio (Suisse) Lugano January 23, 2017January 23, 2017
123 Banco BPI, S.A. December 21, 2016December 21, 2016
124 Banco BTG Pactual S.A. December 12, 2016December 13, 2016
125 Banco Itaú (Suisse) SA January 13, 2017January 17, 2017
126 Banco Itaú International, current denomination of Banco Itau Europa International February 17, 2017February 17, 2017
127 Bank Hapoalim B.M. January 30, 2017January 30, 2017
128 Bank J. Safra Sarasin (Bahamas) Ltd January 04, 2017January 04, 2017
129 Bank J. Safra Sarasin (Gibraltar) Ltd December 30, 2016December 30, 2016
130 Bank J. Safra Sarasin Ltd December 30, 2016December 30, 2016
131 Bank Julius Bär & Co. AG December 01, 2016December 01, 2016
132 Bank Leumi Le Israel BM December 13, 2016December 13, 2016
133 Bank Leumi Tel Aviv October 25, 2016October 25, 2016
134 Bank Lombard Odier & Co Ltd November 15, 2016November 15, 2016
135 Bank of America, N.A. November 10, 2015November 11, 2015
136 Bank of Montreal December 09, 2016December 12, 2016
137 Bank of Montreal Ireland p.l.c. December 21, 2016December 21, 2016
138 Bank Syz Ltd December 19, 2016December 19, 2016
139 BANQUE CANTONALE VAUDOISE October 20, 2016October 20, 2016
140 Banque de Luxembourg December 28, 2016December 28, 2016
141 Banque Eric Sturdza SA December 21, 2016December 21, 2016
142 BANQUE ET CAISSE D'EPARGNE DE L'ETAT, LUXEMBOURG December 15, 2016December 15, 2016
143 Banque J. Safra Sarasin (Luxembourg) SA December 29, 2016December 29, 2016
144 Banque J. Safra Sarasin (Monaco) SA January 05, 2017January 05, 2017
145 Banque Pictet & Cie SA December 19, 2016December 19, 2016
146 Barak Capital G.T. Ltd. November 17, 2016November 17, 2016
147 Barclays Bank PLC December 08, 2016December 08, 2016
148 Baryon Fund Ltd. October 25, 2016October 25, 2016
149 Basso Capital Management, L.P. November 11, 2016November 11, 2016
150 Basswood Capital Management, LLC December 15, 2016December 15, 2016
151 BBR Partners, LLC December 13, 2016December 13, 2016
152 BBT Fund, L.P. December 07, 2016December 07, 2016
153 BCS Prime Brokerage Limited December 20, 2016December 20, 2016
154 BDL Capital Management December 06, 2016December 06, 2016
155 Beaver Creek Global Fund, SPC October 13, 2016October 13, 2016
156 BFAM Asian Opportunities Master Fund, LP November 10, 2016November 11, 2016
157 BGL BNP Paribas September 15, 2016September 15, 2016
158 Biwa Fund Limited October 18, 2016October 18, 2016
159 BlackRock (Netherlands) B.V. November 21, 2016November 29, 2016
160 BlackRock (Singapore) Limited November 10, 2016November 10, 2016
161 BlackRock Advisors (UK) Limited November 21, 2016November 29, 2016
162 BlackRock Advisors, LLC November 10, 2016November 10, 2016
163 BlackRock Asset Management Canada Limited November 10, 2016November 10, 2016
164 BlackRock Asset Management Deutschland AG November 11, 2016November 11, 2016
165 BlackRock Capital Management, Inc. November 10, 2016November 10, 2016
166 BlackRock Financial Management, Inc. November 10, 2016November 10, 2016
167 BlackRock Fund Advisors November 10, 2016November 10, 2016
168 BlackRock HoldCo2, Inc. December 14, 2016December 15, 2016
169 BlackRock Institutional Trust Company, N.A. November 10, 2016November 10, 2016
170 BlackRock International Limited November 21, 2016November 29, 2016
171 BlackRock Investment Management (Australia) Limited November 10, 2016November 10, 2016
172 BlackRock Investment Management (Korea) Limited November 10, 2016November 10, 2016
173 BlackRock Investment Management (UK) Limited November 21, 2016November 29, 2016
174 BlackRock Investment Management, LLC November 10, 2016November 10, 2016
175 BlackRock Japan Co., Ltd. November 10, 2016November 10, 2016
176 BlackRock Realty Advisors, Inc. November 28, 2016November 28, 2016
177 BlackRock UK 2 LLP December 14, 2016December 15, 2016
178 BlackRock UK 4 LLP December 14, 2016December 14, 2016
179 BlackRock UK A LLP December 14, 2016December 14, 2016
180 Blackstone / GSO Debt Funds Management Europe Limited December 23, 2016December 27, 2016
181 Blackstone Alternative Asset Management L.P. December 21, 2016December 22, 2016
182 Blackstone Alternative Investment Advisors LLC December 27, 2016December 27, 2016
183 Blackstone Alternative Solutions L.L.C. December 21, 2016December 22, 2016
184 Blackstone Debt Advisors L.P. December 23, 2016December 27, 2016
185 Blackstone Senfina Advisors L.L.C. December 21, 2016December 22, 2016
186 Blackwell Partners LLC - Series A December 05, 2016December 05, 2016
187 Blackwell Partners LLC - Series B December 05, 2016December 05, 2016
188 Bloom Tree Partners, LLC December 21, 2016December 21, 2016
189 Blue Ridge Long Master Fund, LP November 30, 2016December 01, 2016
190 Blue Ridge Offshore Master Limited Partnership November 30, 2016December 01, 2016
191 BlueBay Asset Management LLP November 29, 2016November 29, 2016
192 BlueCrest Multi Strategy Credit Master Fund Limited December 22, 2016December 22, 2016
193 Bluefin Trading LLC December 15, 2016December 15, 2016
194 BlueMountain Capital Managment, LLC December 27, 2016December 27, 2016
195 BNP Paribas April 06, 2016April 06, 2016
196 BNP Paribas (Suisse) SA November 25, 2016November 25, 2016
197 BNP Paribas Arbitrage SNC October 12, 2016October 11, 2016
198 Bodenholm Capital AB December 14, 2016December 14, 2016
199 Bogle Investment Management, L.P. December 15, 2016December 15, 2016
200 Boston Management and Research December 05, 2016December 05, 2016
201 Boussard & Gavaudan Asset Management, LP December 14, 2016December 14, 2016
202 Boussard & Gavaudan Investment Management LLP December 14, 2016December 14, 2016
203 Brahman Capital Corp. October 10, 2016October 10, 2016
204 BRED BANQUE POPULAIRE December 19, 2016December 19, 2016
205 Brenner West Capital Master Fund, Ltd. January 27, 2017January 30, 2017
206 Brevan Howard Capital Management Limited (Addition of fund) January 20, 2017January 23, 2017
207 Brevan Howard Capital Management Limited December 14, 2016December 14, 2016
208 Bridgewater Associates, LP October 21, 2016October 21, 2016
209 Brigade Capital Management, LP September 28, 2016September 28, 2016
210 British Columbia Investment Management Corporation December 20, 2016December 20, 2016
211 Broad Peak Investment Advisers Pte Ltd November 25, 2016November 28, 2016
212 BrokerCreditService (Cyprus) Limited January 04, 2017January 04, 2017
213 Bronson Point Master Fund L.P. December 20, 2016December 20, 2016
214 Brooker Sukhothai Fund Limited December 28, 2016December 29, 2016
215 Brookfield Asset Management Inc. February 27, 2017February 27, 2017
216 Brookfield Credit Opportunities Master Fund, L.P. November 17, 2016November 18, 2016
217 Brookfield Investment Management Inc. December 02, 2016December 05, 2016
218 Brunei Investment Agency February 06, 2017February 06, 2017
219 BSI SA October 03, 2016October 03, 2016
220 BSMA Limited November 23, 2016November 23, 2016
221 BTG Pactual Global Asset Management Limited December 05, 2016December 05, 2016
222 Buckingham International Partners Master Fund, L.P. December 06, 2016December 06, 2016
223 Buckingham Partners II, L.P. December 06, 2016December 06, 2016
224 Buckingham Partners, L.P. December 06, 2016December 06, 2016
225 Buckingham RAF International Partners Master Fund, L.P. December 06, 2016December 06, 2016
226 Buckingham RAF Partners II, L.P. December 06, 2016December 06, 2016
227 Buckingham RAF Partners, L.P. December 06, 2016December 06, 2016
228 C2W Partners Master Fund Limited January 03, 2017January 03, 2017
229 Cadence Asset Managment January 12, 2017January 13, 2017
230 Cadian Master Fund LP October 18, 2016October 19, 2016
231 Caerus Investors, LLC December 27, 2016December 27, 2016
232 Caisse de dépôt et placement du Québec December 02, 2016December 02, 2016
233 Caixa Económica Montepio Geral January 25, 2017January 25, 2017
234 Caledonia (Private) Investments Pty Limited December 22, 2016December 22, 2016
235 Caliburn Capital Partners LLP November 14, 2016November 14, 2016
236 Canada Pension Plan Investment Board November 17, 2016November 17, 2016
237 Canadian Imperial Bank of Commerce October 19, 2016October 19, 2016
238 Canyon Capital Advisors LLC December 09, 2016December 09, 2016
239 CapeView Capital LLP December 22, 2016December 22, 2016
240 Capstone Investment Advisors November 14, 2016November 15, 2016
241 Capula Global Relative Value Master Fund Limited September 29, 2016September 29, 2016
242 Capula Tail Risk Master Fund Limited September 29, 2016September 29, 2016
243 Cardano Risk Management Limited December 20, 2016December 20, 2016
244 Carlson Capital, L.P. December 08, 2016December 08, 2016
245 Carve Capital AB December 30, 2016December 30, 2016
246 CASINO GUICHARD-PERRACHON December 15, 2016December 15, 2016
247 Cassa depositi e prestiti S.p.A. May 04, 2017May 04, 2017
248 Castle Creek Arbitrage LLC January 13, 2017January 13, 2017
249 Catlin Insurance Company Ltd. January 06, 2017January 06, 2017
250 Cavendish Systematic Fund December 20, 2016December 20, 2016
251 CBP Quilvest S.A. January 03, 2017January 03, 2017
252 CC Asia Absolute Return Master Fund Limited December 13, 2016December 13, 2016
253 CC Japan Income and Growth Trust Plc December 13, 2016December 13, 2016
254 CDP WTN Diversified Strategy Fund Limited December 20, 2016December 20, 2016
255 CEMEX S.A.B de C.V. December 06, 2016December 06, 2016
256 Centerbridge Credit Partners Master, L.P. December 05, 2016December 05, 2016
257 Centerbridge Credit Partners Offshore Intermediate I LP December 05, 2016December 05, 2016
258 Cevian Capital II GP Limited November 23, 2016November 23, 2016
259 CFIC (US) Inc. January 30, 2017January 30, 2017
260 CFM Institutional Systematic Diversified Master Limited November 28, 2016November 28, 2016
261 CFM Institutional Systematic Equity MN Master Limited November 28, 2016November 28, 2016
262 Chalkstream Capital Group, L.P. September 30, 2016October 03, 2016
263 Challenger Investment Solutions Management Pty Limited December 22, 2016December 23, 2016
264 Challenger Life Company Limited in respect of its Shareholders Fund January 02, 2017January 03, 2017
265 Challenger Life Company Limited in respect of its Statutory Fund No.2 December 22, 2016December 23, 2016
266 Challenger Life Nominees Pty Limited as trustee of Challenger Life MN Trust December 21, 2016December 22, 2016
267 Charlemagne Capital (IOM) Limited January 03, 2017January 03, 2017
268 Cheyne Capital Management (UK) LLP December 19, 2016December 19, 2016
269 Chilton Investment Company, LLC December 29, 2016December 29, 2016
270 China Asset Management (Hong Kong) Limited December 08, 2016December 08, 2016
271 CIMB Securities (Singapore) Pte Ltd February 27, 2017February 28, 2017
272 Citadel Energy Investments Ltd. September 06, 2016September 07, 2016
273 Citadel Equity Fund Ltd. September 06, 2016September 07, 2016
274 Citadel Global Equities BAS-II Custom Fund Ltd. December 16, 2016December 19, 2016
275 Citadel Global Equities Fund S.a r.l. September 06, 2016September 07, 2016
276 Citadel Global Equities Master Fund Ltd. September 06, 2016September 07, 2016
277 Citadel Global Fixed Income Master Fund Ltd. September 06, 2016September 07, 2016
278 Citadel Horizon S.a r.l. September 06, 2016September 07, 2016
279 Citadel Kensington SIF 1 Ltd. December 16, 2016December 19, 2016
280 Citadel Multi-Strategy Equities Master Fund Ltd. September 06, 2016September 07, 2016
281 Citadel NGPE LLC September 06, 2016September 07, 2016
282 Citadel QFIC Master Fund Ltd. September 06, 2016September 07, 2016
283 Citadel Quantitative Strategies Master Fund Ltd. September 06, 2016September 07, 2016
284 Citadel Securities (Europe) Limited September 09, 2016September 09, 2016
285 Citadel Securities Canada ULC September 06, 2016September 07, 2016
286 Citadel Securities LLC September 06, 2016September 07, 2016
287 Citadel Securities Luxembourg S.a r.l. September 06, 2016September 07, 2016
288 Citibank (Switzerland) AG December 21, 2016December 21, 2016
289 Citibank Canada December 22, 2015December 22, 2015
290 Citibank Europe plc December 21, 2016December 21, 2016
291 Citibank Korea Inc. December 08, 2016December 08, 2016
292 Citibank N.A. December 18, 2015December 21, 2015
293 Citibank Taiwan Limited December 07, 2016December 07, 2016
294 Citigroup Energy Canada ULC December 08, 2016December 08, 2016
295 Citigroup Energy, Inc. December 18, 2015December 21, 2015
296 Citigroup Financial Products Inc. December 18, 2015December 21, 2015
297 Citigroup Global Markets Australia Pty Limited December 08, 2016December 08, 2016
298 Citigroup Global Markets Hong Kong Limited December 08, 2016December 08, 2016
299 Citigroup Global Markets Inc. December 18, 2015December 21, 2015
300 Citigroup Global Markets Japan Inc. December 21, 2015December 22, 2015
301 Citigroup Global Markets Limited December 18, 2015December 21, 2015
302 City Financial Investment Fund Series IV - City Financial Absolute Equity Fund December 21, 2016December 21, 2016
303 Clinton Group, Inc December 08, 2016December 08, 2016
304 Clough Capital Partners L.P. November 17, 2016November 15, 2016
305 CLSA Global Markets Pte Ltd March 22, 2017March 23, 2017
306 CM Investment Solutions Limited (acting for and on behalf of Merrill Lynch Investment Solutions) December 09, 2016December 09, 2016
307 Coastland Capital LLC December 20, 2016December 20, 2016
308 Coatue Management, L.L.C. December 09, 2016December 09, 2016
309 Cobalt Capital Management, Inc. November 29, 2016November 29, 2016
310 Cologny Advisors LLP December 27, 2016December 27, 2016
311 Colonial First State Asset Management (Australia) limited November 10, 2016November 11, 2016
312 Coltrane Asset Management, L.P. December 16, 2016December 19, 2016
313 Columbia Funds Series Trust December 23, 2016December 27, 2016
314 Columbia Funds Series Trust I December 23, 2016December 27, 2016
315 Columbia Funds Series Trust II December 23, 2016December 27, 2016
316 Columbia Funds Variable Insurance Trust December 23, 2016December 27, 2016
317 Columbia Funds Variable Series Trust II December 23, 2016December 27, 2016
318 Columbia Management Investment Advisers, LLC December 23, 2016December 27, 2016
319 Columbia Seligman Premium Technology Growth Fund, Inc. December 23, 2016December 27, 2016
320 Columbus Hill Capital Management, L.P. October 04, 2016October 04, 2016
321 Commerzbank AG December 19, 2016December 19, 2016
322 CommonWealth Opportunity Master Fund II Ltd December 12, 2016December 12, 2016
323 Commonwealth Opportunity Master Fund Ltd December 12, 2016December 12, 2016
324 Company name Crown Managed Accounts SPC - Crown/Polar Segregated Portfolio January 10, 2017January 10, 2017
325 Conatus Capital Management LP November 30, 2016November 30, 2016
326 Convex Asia Master Fund Ltd December 01, 2016December 01, 2016
327 Convexity Capital Master Fund L.P. December 19, 2016December 19, 2016
328 Coöperatieve Rabobank U.A. February 01, 2016February 01, 2016
329 Corevest Capital Management Pte. Ltd. November 16, 2016November 16, 2016
330 Cornwall Capital Management LP December 08, 2016December 08, 2016
331 Corvex Management LP December 23, 2016December 27, 2016
332 Coupland Cardiff Funds Plc - CC Asia Alpha Fund December 13, 2016December 13, 2016
333 Coupland Cardiff Funds Plc - CC Asia Focus Fund December 13, 2016December 13, 2016
334 Coupland Cardiff Funds Plc - CC Asian Evolution Fund December 13, 2016December 13, 2016
335 Coupland Cardiff Funds Plc - CC Japan Alpha Fund December 13, 2016December 13, 2016
336 Covalis Capital (America) LLC January 05, 2017January 05, 2017
337 CPV Holdings, LLC December 14, 2016December 14, 2016
338 CQS ABS Master Fund Limited October 18, 2016October 18, 2016
339 CQS Aiguille du Chardonnet MF S.C.A. SICAV-SIF October 24, 2016October 24, 2016
340 CQS Asian Opportunities Master Fund Limited October 18, 2016October 18, 2016
341 CQS Convertible Investments Fund Limited October 18, 2016October 18, 2016
342 CQS Dedicated Multi Strategy Fund Limited October 24, 2016October 24, 2016
343 CQS Directional Opportunities Master Fund Limited October 24, 2016October 24, 2016
344 CQS Global Convertible Arbitrage Master Fund Limited October 24, 2016October 24, 2016
345 CQS Global Convertible Select Master Fund Limited October 24, 2016October 24, 2016
346 CQS Global Funds (Ireland) Public Limited Company October 24, 2016October 24, 2016
347 CRC Reinsurance Limited, by its Investment Manager Hamblin Watsa Investment Counsel Ltd. December 22, 2016December 23, 2016
348 Crédit Industriel et Commercial December 20, 2016December 20, 2016
349 Credit Suisse (Switzerland) Ltd. November 16, 2016November 16, 2016
350 Credit Suisse AG December 04, 2015December 07, 2015
351 Credit Suisse Asset Management, LLC December 30, 2016December 06, 2016
352 Credit Suisse Capital LLC November 05, 2015November 05, 2015
353 Credit Suisse Fund Management S.A. December 30, 2016December 30, 2016
354 Credit Suisse International November 13, 2015November 16, 2015
355 Credit Suisse Securities (Europe) Limited November 13, 2015November 16, 2015
356 Credit Suisse Securities (USA) LLC May 06, 2016May 09, 2016
357 Crescent III LP December 20, 2016December 20, 2016
358 Crestwood Capital Management, L.P. November 07, 2016November 07, 2016
359 Crown Managed Accounts SPC acting for and on behalf of Crown/Alphadyne Segregated Portfolio November 01, 2016November 01, 2016
360 Crown Managed Accounts SPC acting for and on behalf of Crown/Kings Peak SP December 14, 2016December 14, 2016
361 Crown Managed Accounts SPC acting for and on behalf of Crown/Linden Segregated Portfolio November 01, 2016November 01, 2016
362 Crown Managed Accounts SPC acting for and on behalf of Crown/Marshall Wace SP December 14, 2016December 14, 2016
363 CS Investment Funds 4 - Credit Suisse (Lux) Multi-Advisor Equity Alpha Fund December 06, 2016December 06, 2016
364 CTC Alternative Strategies, Ltd. December 19, 2016December 19, 2016
365 Cubist Core Investments, L.P. November 14, 2016November 15, 2016
366 Cubist International Investments, Ltd. November 14, 2016November 15, 2016
367 Cubist Strategic Investments, LLC November 14, 2016November 15, 2016
368 Cubist Systematic Investments II, L.P. November 14, 2016November 15, 2016
369 Cubist Systematic Investments, LLC November 14, 2016November 15, 2016
370 Cyrus Capital Partners, L.P. December 19, 2016December 19, 2016
371 D. E. Shaw Alkali International, Ltd. December 06, 2016December 06, 2016
372 D. E. Shaw Alkali Portfolios II, L.L.C. December 06, 2016December 06, 2016
373 D. E. Shaw Alkali Portfolios III, L.L.C. December 06, 2016December 06, 2016
374 D. E. Shaw Alkali Portfolios, L.L.C. December 06, 2016December 06, 2016
375 D. E. Shaw All Country Global Alpha Extension Portfolios, L.L.C. December 06, 2016December 06, 2016
376 D. E. Shaw Asymptote International, Ltd. December 06, 2016December 06, 2016
377 D. E. Shaw Asymptote Portfolios, L.L.C. December 06, 2016December 06, 2016
378 D. E. Shaw Composite Fund, L.L.C. December 06, 2016December 06, 2016
379 D. E. Shaw Composite Holdings, L.L.C. December 06, 2016December 06, 2016
380 D. E. Shaw Composite Portfolios, L.L.C. December 06, 2016December 06, 2016
381 D. E. Shaw Galvanic International, Inc. December 06, 2016December 06, 2016
382 D. E. Shaw Galvanic Portfolios, L.L.C. December 06, 2016December 06, 2016
383 D. E. Shaw Heliant Capital, L.L.C. December 06, 2016December 06, 2016
384 D. E. Shaw Kalon International, Ltd. December 06, 2016December 06, 2016
385 D. E. Shaw Kalon Portfolios, L.L.C. December 06, 2016December 06, 2016
386 D. E. Shaw Laminar Portfolios, L.L.C. December 06, 2016December 06, 2016
387 D. E. Shaw Multi-Asset Portfolios, L.L.C. December 06, 2016December 06, 2016
388 D. E. Shaw Oculus International, Inc. December 06, 2016December 06, 2016
389 D. E. Shaw Oculus Portfolios, L.L.C. December 06, 2016December 06, 2016
390 D. E. Shaw Orienteer Portfolios, L.L.C. December 06, 2016December 06, 2016
391 D. E. Shaw Orienteer X Portfolios, L.L.C. December 06, 2016December 06, 2016
392 D. E. Shaw Plasma Portfolios, L.L.C. December 06, 2016December 06, 2016
393 D. E. Shaw Refraction Portfolios, L.L.C. December 06, 2016December 06, 2016
394 D. E. Shaw Stibnite Portfolios, L.L.C. December 06, 2016December 06, 2016
395 D. E. Shaw Valence International, Inc. December 06, 2016December 06, 2016
396 D. E. Shaw Valence Portfolios, L.L.C. December 06, 2016December 06, 2016
397 D. E. Shaw Value All Country Alpha Extension Fund, L.P. December 06, 2016December 06, 2016
398 D. E. Shaw World Alpha Extension Portfolios, L.L.C. December 06, 2016December 06, 2016
399 Daishin Securities Co., Ltd November 28, 2016November 29, 2016
400 DAIWA CAPITAL MARKETS EUROPE LIMITED January 27, 2017January 27, 2017
401 Dalton Strategic Partnership LLP December 21, 2016December 21, 2016
402 Darby Financial Products December 13, 2016December 14, 2016
403 Davidson Kempner Capital Management LP November 29, 2016November 29, 2016
404 Davidson Kempner Capital Management LP (addition of funds) December 22, 2016December 22, 2016
405 DAX Partners LP January 06, 2017January 06, 2017
406 DB Platinum December 21, 2016December 21, 2016
407 DB Platinum IV December 21, 2016December 21, 2016
408 db x-trackers December 21, 2016December 21, 2016
409 db x-trackers II December 21, 2016December 21, 2016
410 DBS Bank (Hong Kong) Limited December 15, 2016December 15, 2016
411 DBS Bank Ltd December 14, 2016December 15, 2016
412 DC Investments Efficient Fund, LLC December 21, 2016December 22, 2016
413 DC Investments Neutral Fund, LLC December 21, 2016December 22, 2016
414 Deerfield Management Company, L.P. December 29, 2016December 29, 2016
415 DekaBank Deutsche Girozentrale March 14, 2016March 14, 2016
416 Delaware Investment Advisers, a series of Delaware Management Business Trust November 08, 2016November 08, 2016
417 Delaware Investment Fund Advisers, a series of Delaware Management Business Trust November 08, 2016November 08, 2016
418 Delaware Management Company, a series of Delaware Management Business Trust November 08, 2016November 08, 2016
419 Delonix Capital Management LP December 21, 2016December 21, 2016
420 Descartes Trading February 18, 2016February 18, 2016
421 Deutsche Bank AG November 04, 2015November 04, 2015
422 Deutsche International Custodial Services Limited December 29, 2016December 29, 2016
423 Deutsche International Custodial Services Limited_Addition of funds December 30, 2016December 29, 2016
424 Diageo Pension Scheme December 22, 2016December 22, 2016
425 Dialectic Antithesis Offshore, Ltd. December 29, 2016December 29, 2016
426 Dialectic Antithesis Opportunities Fund II, LP December 29, 2016December 29, 2016
427 Dialectic Antithesis Partners, LP December 29, 2016December 29, 2016
428 Dialectic Capital Partners, LP December 29, 2016December 29, 2016
429 Dialectic Offshore, Ltd. December 29, 2016December 29, 2016
430 DIAM US-REIT Covered Call Strategy Fund January 30, 2017January 30, 2017
431 Digital World Capital LLP December 20, 2016December 20, 2016
432 Digital World Capital LLP January 10, 2017January 10, 2017
433 DNB Asset Management S.A. December 19, 2016December 19, 2016
434 Dornbirner Sparkasse Bank AG November 24, 2016November 24, 2016
435 Double Haven Capital (Hong Kong) Limited September 26, 2016September 27, 2016
436 DouglasBay Capital II Fund LP December 13, 2016December 13, 2016
437 DSAM PARTNERS LONDON LIMITED December 15, 2016December 15, 2016
438 DSC Advisors, L.P. December 20, 2016December 20, 2016
439 Duemme International Luxembourg S.A. December 13, 2016December 13, 2016
440 Dukascopy Bank SA December 14, 2016December 14, 2016
441 Duke University December 05, 2016December 05, 2016
442 Duke University Health System, Inc. December 05, 2016December 05, 2016
443 Dymon Asia Macro Master Fund December 22, 2016December 23, 2016
444 Dymon Asia Macro Plus Master Fund December 22, 2016December 23, 2016
445 Dymon Asia Multi-Strategy Master Fund December 22, 2016December 23, 2016
446 Dymon Asia Select Equity Long-Short Master Fund formerly known as Aventia Master Fund April 19, 2017April 20, 2017
447 DYNAMIC CAPITAL MANAGEMENT LIMITED November 23, 2016November 23, 2016
448 Dynamo Internacional Gestão de Recursos Ltda. December 08, 2016December 08, 2016
449 DZ BANK AG Deutsche Zentral-Genossenschaftsbank December 16, 2016December 16, 2016
450 EA Asia Absolute Return Master Fund October 24, 2016October 24, 2016
451 EA Asia ex-Japan Dynamic Protection Master Fund October 24, 2016October 24, 2016
452 Eaton Vance Management December 05, 2016December 05, 2016
453 Echo Street Capital Management LLC December 13, 2016December 14, 2016
454 Edgestream Equities Fund, L.P. December 14, 2016December 14, 2016
455 Edgestream Master Fund, Ltd. December 14, 2016December 14, 2016
456 Edmond de Rothschild (Suisse) SA December 29, 2016December 29, 2016
457 EFG Bank AG January 11, 2017January 12, 2017
458 Egerton Capital Equity Fund plc November 10, 2016November 10, 2016
459 Egerton ELS Master Fund Ltd November 10, 2016November 10, 2016
460 Egerton Investment Partners, L.P. November 10, 2016November 10, 2016
461 Egerton Long-Short Master Fund Limited November 10, 2016November 10, 2016
462 Egerton Sterling Investment Fund November 10, 2016November 10, 2016
463 Eisenstat Capital Partners Master Fund LP December 28, 2016December 29, 2016
464 Electron Capital Partners, LLC December 21, 2016December 21, 2016
465 Element Capital Management LLC December 19, 2016December 20, 2016
466 Ellington Financial Management, L.L.C. November 23, 2016November 25, 2016
467 Ellington Management Group, L.L.C. November 23, 2016November 25, 2016
468 Elliott Associates, L.P. October 25, 2016October 25, 2016
469 Elliott International, L.P. October 25, 2016October 25, 2016
470 Emerging Sovereign Group LLC December 30, 2016January 03, 2017
471 Eminence Capital, LP December 29, 2016December 29, 2016
472 Employees' Retirement Plan of Duke University December 05, 2016December 05, 2016
473 Empyrean Capital Overseas Master Fund, LTD November 08, 2016November 08, 2016
474 EMS Capital LP December 13, 2016December 13, 2016
475 ENA Investment Capital LLP December 21, 2016December 21, 2016
476 Encompass Capital Advisors LLC December 21, 2016December 21, 2016
477 Entrust PC Segregated Portfolio Company 2 on behalf of Segregated Investment Portfolio 1 May 17, 2016May 17, 2016
478 Epic Partners Investments Co., Ltd. December 14, 2016December 14, 2016
479 Episode L.P. January 26, 2017January 26, 2017
480 Equity Trustees as RE for Fulcrum Diversified Absolute Return Fund December 14, 2016December 15, 2016
481 Equity Trustees Limited December 21, 2016December 22, 2016
482 Eton Park Capital Management, L.P. December 13, 2016December 14, 2016
483 Evenstar Capital Management Limited December 29, 2016December 29, 2016
484 EverPoint Associates, LLC November 14, 2016November 15, 2016
485 EXANE ASSET MANAGEMENT December 19, 2016December 20, 2016
486 Exane Derivatives December 19, 2016December 19, 2016
487 Explorador Capital Management, LLC December 14, 2016December 14, 2016
488 Explorador Capital Management, LLC (Additional funds) December 19, 2016December 19, 2016
489 F&C Management Limited December 29, 2016December 29, 2016
490 Fairfax (Barbados) International Corp., by its Investment Manager, Hamblin Watsa Investment Counsel Ltd. December 22, 2016December 23, 2016
491 Fairfax Financial Holdings Limited December 22, 2016December 22, 2016
492 Falcon Edge Global Master Fund LP November 29, 2016November 29, 2016
493 Farallon Capital Management, L.L.C. December 19, 2016December 20, 2016
494 Farmstead Capital Management, LLC January 10, 2017January 11, 2017
495 Farrington Growth Fund Ltd. November 17, 2016November 17, 2016
496 Federated Insurance Company of Canada, by its Investment Manager, Hamblin Watsa Investment Counsel Ltd. December 22, 2016December 23, 2016
497 Ferox Capital LLP November 11, 2016November 11, 2016
498 FFCM LLC May 11, 2017May 11, 2017
499 Fidante Partners Liquid Strategies ICAV - PWP North American Equity Long Short Fund December 22, 2016December 22, 2016
500 Fideuram Asset Management (Ireland) Dac December 13, 2016December 13, 2016
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