Adhering Parties

Adhere to this Protocol
  • Protocol Name: ISDA 2012 FATCA Protocol
  • Last Updated: September 06, 2017
  • Number of Parties: 1922
Download protocol data
# ParticipantLast SubmissionAcceptance Date
1 1741 Asset Management Funds SICAV June 02, 2014June 02, 2014
2 36 South Capital Advisors LLP October 30, 2012October 30, 2012
3 549300LOTFYYCSIC4770 Philam Asset Management, Inc. August 27, 2014August 27, 2014
4 AAA MAC 53 Ltd. December 20, 2012September 11, 2013
5 AB DNB Bankas April 23, 2014April 23, 2014
6 Abbey National Treasury Services plc October 12, 2012October 12, 2012
7 ABC International Bank plc February 25, 2015February 25, 2015
8 ABN AMRO Bank N.V. October 19, 2012October 19, 2012
9 Accenture AG (Switzerland) February 12, 2015February 13, 2015
10 Accenture Australia Pty Limited December 07, 2016December 07, 2016
11 Accenture Finance GmbH June 17, 2014June 17, 2014
12 Accenture Finance Limited July 15, 2015July 15, 2015
13 Accenture Global Services GmbH June 17, 2014June 17, 2014
14 Accenture Holding GmbH June 17, 2014June 17, 2014
15 Accenture Holdings BV June 17, 2014June 17, 2014
16 Accenture International S.a.r.l., Luxembourg, Schaffhausen Finance Branch June 17, 2014June 17, 2014
17 Accenture Japan Ltd February 12, 2015February 13, 2015
18 Accenture Participations BV June 17, 2014June 17, 2014
19 Accenture Plc (Gibraltar) June 17, 2014June 17, 2014
20 Accenture UK Limited June 17, 2014June 17, 2014
21 ACE Limited March 19, 2013March 19, 2013
22 ACE Tempest Life Reinsurance Ltd. October 26, 2012October 26, 2012
23 Acuity Capital Management LLC December 14, 2012December 14, 2012
24 Adar Capital Partners Ltd. May 05, 2014May 05, 2014
25 Advantage Funds, Inc. - Dreyfus Global Absolute Return Fund May 21, 2014May 22, 2014
26 Advantage Funds, Inc. - Dreyfus Global Real Return Fund May 21, 2014May 22, 2014
27 Advantage Funds, Inc. - Dreyfus Total Emerging Markets Fund May 21, 2014May 22, 2014
28 Advantage Funds, Inc. - Dynamic Total Return Fund May 22, 2014May 22, 2014
29 Advantage Funds, Inc. – Dreyfus Global Dynamic Bond Fund May 21, 2014May 22, 2014
30 Advent Capital Management, LLC November 15, 2016November 15, 2016
31 Advent Underwriting Limited, as managing agent for and on behalf of Advent Syndicate 780, by its investment manager Hamblin Watsa Investment Counsel Ltd. March 31, 2014March 31, 2014
32 AEGON USA Investment Management, LLC December 21, 2012December 24, 2012
33 Aesir Capital Management LLC November 21, 2012November 21, 2012
34 AGC Life Insurance Company April 11, 2013April 11, 2013
35 AGRIUM October 18, 2013October 18, 2013
36 Agrium Europe S.A. October 18, 2013October 18, 2013
37 Agrium Inc. October 18, 2013October 18, 2013
38 Agrium U.S. Inc. October 18, 2013October 18, 2013
39 Aguila Bid AG September 06, 2013September 06, 2013
40 AHL Alpha LLC December 21, 2012September 13, 2013
41 AHL Alpha MAC 32 Ltd. December 20, 2012September 13, 2013
42 Ahli United Bank BSC March 17, 2014March 17, 2014
43 AIA Australia Limited August 22, 2014August 22, 2014
44 AIA BHD. September 03, 2014September 03, 2014
45 AIA Company Limited - Head Office August 07, 2014August 07, 2014
46 AIA Company Limited - Thailand Branch October 09, 2014October 09, 2014
47 AIA Group Limited October 09, 2014October 09, 2014
48 AIA International Limited - Head Office August 07, 2014August 07, 2014
49 AIA International Limited - Hong Kong Branch August 06, 2014August 06, 2014
50 AIA International Limited Korea Branch September 15, 2014September 15, 2014
51 AIA International Limited Taiwan Branch September 02, 2014September 02, 2014
52 AIA Singapore Private Limited April 23, 2015April 23, 2015
53 AIG Financial Products Corp. August 19, 2014August 19, 2014
54 AIG International Inc. August 19, 2014August 19, 2014
55 AIG Life of Bermuda, Ltd. June 20, 2013June 20, 2013
56 AIG Management France S.A. August 20, 2014August 20, 2014
57 AIG Markets, Inc. August 19, 2014August 19, 2014
58 Al Ahli Bank of Kuwait June 11, 2014June 11, 2014
59 Alden Global Capital LLC November 27, 2012November 27, 2012
60 Alder Hill Management LP June 13, 2014June 13, 2014
61 Alfa Capital Holdings (Cyprus) Limited August 06, 2014August 06, 2014
62 Allen Investment Management LLC December 04, 2012December 04, 2012
63 Allgemeine Sparkasse Oberösterreich Bank AG June 03, 2014June 03, 2014
64 AllianceBernstein L.P. June 23, 2014June 24, 2014
65 Allianz Global Investors Europe GmbH March 28, 2014March 28, 2014
66 Allianz Global Investors France March 28, 2014March 28, 2014
67 Allianz Global Investors Fund Management LLC August 18, 2014August 18, 2014
68 Allianz Global Investors Ireland Limited March 28, 2014March 28, 2014
69 Allianz Global Investors Luxembourg S.A. March 28, 2014March 28, 2014
70 Allied Irish Banks, p.l.c. June 30, 2014July 01, 2014
71 Ally ABBNS Issuer LLC March 24, 2016March 28, 2016
72 Ally AFRBC Issuer II LLC October 17, 2014October 20, 2014
73 Ally AFRBC Issuer III LLC February 17, 2016February 18, 2016
74 Ally AFRBC Issuer LLC September 15, 2015September 15, 2015
75 Ally Investment Management LLC April 23, 2014April 24, 2014
76 ALPHA BANK AE May 05, 2014May 05, 2014
77 Alpha Select Mac Limited December 20, 2012September 13, 2013
78 Alydar Capital, LLC December 04, 2012December 04, 2012
79 Amaerus Investment Fund SPC December 10, 2012December 10, 2012
80 American Beacon Advisors, Inc. September 17, 2012September 17, 2012
81 American General Life Insurance Company April 11, 2013April 11, 2013
82 American Lane Quantitative Strategies Fund LP April 08, 2015April 08, 2015
83 AMF Pensionsförsäkring AB January 09, 2013January 09, 2013
84 Amp Cayman Fund Limited December 20, 2012September 13, 2013
85 Amsterdam Trade Bank NV December 22, 2016December 22, 2016
86 Andorra Banc Agricol Reig, S.A. May 29, 2014May 29, 2014
87 Angelo, Gordon & Co., L.P. July 08, 2014July 08, 2014
88 Anglesea Funding plc March 04, 2014March 04, 2014
89 Antares Capital Partners Ltd December 23, 2013December 23, 2013
90 ANZ Bank New Zealand Limited May 08, 2013May 09, 2013
91 AON CORPORATION October 30, 2014October 31, 2014
92 AON PLC October 30, 2014October 31, 2014
93 AON UK LIMITED November 13, 2014November 13, 2014
94 Aozora Bank, Ltd. June 17, 2014June 17, 2014
95 Apex Cayman Fund Limited December 20, 2012September 13, 2013
96 APG Treasury Center B.V. September 04, 2014September 04, 2014
97 Apis Capital Advisors, LLC December 27, 2012December 28, 2012
98 Arab Banking Corporation (B.S.C.) September 09, 2013September 09, 2013
99 Archon Partners LLC December 07, 2012December 07, 2012
100 Argyle Street Management Limited June 26, 2014June 26, 2014
101 Aricent Technologies December 20, 2012December 26, 2012
102 Aricent Technologies (Holdings) Limited December 20, 2012December 26, 2012
103 Aricent Technologies Mauritius Limited December 20, 2012December 26, 2012
104 Ariel Capital Reinsurance Company, Limited August 16, 2012August 16, 2012
105 Aristeia Capital, L.L.C. January 03, 2013January 04, 2013
106 Armored Wolf Alpha Master Fund, Ltd. November 06, 2012November 06, 2012
107 Armored Wolf, LLC February 24, 2014February 24, 2014
108 Armstrong World Industries, Inc. October 30, 2013October 30, 2013
109 Arrow Investment Advisors, LLC December 13, 2012December 14, 2012
110 Artha Capital Management, Inc March 11, 2014March 11, 2014
111 ASB Bank Limited December 18, 2012December 19, 2012
112 Ashfield Investments N.V. July 15, 2013July 15, 2013
113 Ashmore Investment Management Limited October 10, 2012October 10, 2012
114 Associated Bank, N.A. May 06, 2014May 06, 2014
115 ATLAS COPCO AB June 26, 2014June 26, 2014
116 Atlas Macro MAC Limited December 20, 2012September 13, 2013
117 Atmos Energy Corporation October 09, 2012October 09, 2012
118 Aurelius Capital Management, LP June 18, 2013June 18, 2013
119 Aurora Investment Management L.L.C. December 27, 2012December 27, 2012
120 Australia and New Zealand Banking Group Limited November 09, 2012November 09, 2012
121 AutoAlliance (Thailand) Co., Ltd. March 17, 2015March 17, 2015
122 Autonomy Capital (Jersey) L.P. April 04, 2014April 04, 2014
123 AVA Trade Ltd. June 25, 2014June 25, 2014
124 Avis Budget Car Rental, LLC November 29, 2012November 29, 2012
125 Avis Budget Rental Car Funding (AESOP) LLC November 30, 2012December 03, 2012
126 AXA BANK EUROPE September 25, 2014September 25, 2014
127 AXA Insurance Ltd. (acting on behalf of its account "Allocated Assets") July 23, 2014July 23, 2014
128 AXA Insurance Ltd. (acting on behalf of its account "Free Assets") July 23, 2014July 23, 2014
129 AXA Life Ltd (acting on behalf of its account "Free Assets Individual Life") July 23, 2014July 23, 2014
130 AXA Life Ltd. (acting on behalf of its account "Allocated Assets Group Life") July 23, 2014July 23, 2014
131 AXA Life Ltd. (acting on behalf of its account "Allocated Assets Individual Life") July 23, 2014July 23, 2014
132 AXA Life Ltd. (acting on behalf of its account "Free Assets Group Life") July 23, 2014July 23, 2014
133 Ayer Capital Management, LP November 28, 2012November 29, 2012
134 Azentus Global Opportunities Master Fund Limited May 07, 2014May 08, 2014
135 Babson Capital Management LLC December 28, 2012January 02, 2013
136 Babson Capital Management LLC (Addition of funds) April 11, 2014April 11, 2014
137 Balamat Cayman Fund Limited December 20, 2012September 13, 2013
138 Balyasny Asset Management, LP June 12, 2013June 12, 2013
139 Banca IMI S.p.A. June 18, 2014June 18, 2014
140 BANCA MONTE DEI PASCHI DI SIENA S.P.A May 15, 2014May 15, 2014
141 BANCA NAZIONALE DEL LAVORO S.P.A. May 28, 2013May 28, 2013
142 Banca Popolare dell'Etruria e del Lazio September 17, 2014September 17, 2014
143 Banca Popolare di Milano Scarl September 25, 2015September 25, 2015
144 BANCA POPOLARE DI VICENZA SCPA July 28, 2014July 28, 2014
145 Banca Privada d'Andorra, S.A. June 12, 2014June 12, 2014
146 BANCO BASE, S.A. INSTITUCION DE BANCA MULTIPLE June 25, 2014June 26, 2014
147 BANCO BILBAO VIZCAYA ARGENTARIA, CHILE December 21, 2012December 26, 2012
148 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. December 19, 2012December 26, 2012
149 BANCO BPM S.p.A. January 26, 2017January 26, 2017
150 Banco Comercial Português, S.A. May 14, 2014May 14, 2014
151 BANCO DE COMERCIO EXTERIOR DE COLOMBIA S.A. June 16, 2014June 17, 2014
152 BANCO DE CREDITO DEL PERU N/ANovember 25, 2013
153 Banco do Brasil S.A December 11, 2014December 12, 2014
154 Banco Espírito Santo de Investimento, S.A. October 10, 2013October 11, 2013
155 Banco General (Overseas), Inc. August 05, 2015August 06, 2015
156 Banco General, S.A. May 15, 2014May 16, 2014
157 Banco Internacional del Peru-Interbank June 25, 2014June 25, 2014
158 Banco Latinoamericano de Comercio Exterior, S.A. February 28, 2013February 28, 2013
159 BANCO SANTANDER BRASIL SA June 09, 2014June 09, 2014
160 BANCO SANTANDER, S.A. April 24, 2014April 24, 2014
161 BANCOLOMBIA S.A. April 23, 2013April 24, 2013
162 Banif - Banco Internacional do Funchal, S.A. October 10, 2014October 10, 2014
163 BANK AUDI FRANCE June 15, 2015June 15, 2015
164 Bank Audi S.A.L. March 29, 2016March 29, 2016
165 Bank Danamon May 22, 2014May 23, 2014
166 Bank Gutmann Aktiengesellschaft May 08, 2014May 08, 2014
167 Bank Handlowy w Warszawie S.A. November 15, 2012November 15, 2012
168 Bank Hapoalim B.M. December 09, 2012December 10, 2012
169 Bank Julius Baer & Co. Ltd. January 09, 2013January 09, 2013
170 Bank Leumi (UK) plc November 26, 2012November 26, 2012
171 BANK LEUMI LE-ISRAEL B.M October 20, 2012October 22, 2012
172 Bank Leumi Luxembourg S.A. November 30, 2012December 04, 2012
173 Bank Leumi Romania S.A. December 10, 2012December 10, 2012
174 Bank Leumi USA January 04, 2013January 04, 2013
175 Bank Muscat S.A.O.G June 30, 2014June 30, 2014
176 Bank of America, N.A. August 21, 2012August 21, 2012
177 Bank of China,Limited March 15, 2015March 16, 2015
178 Bank of Communications (UK) Limited September 10, 2014September 10, 2014
179 Bank of Cyprus Public Company Limited N/ADecember 24, 2012
180 Bank of Montreal October 01, 2012October 01, 2012
181 Bank of Montreal Ireland plc March 28, 2014March 28, 2014
182 Bank of New Zealand November 07, 2013November 08, 2013
183 Bank of Scotland plc March 20, 2013March 20, 2013
184 Bank of Singapore Limited December 21, 2012December 21, 2012
185 Bank of Valletta p.l.c. October 22, 2014October 22, 2014
186 Bank Sohar May 29, 2014May 29, 2014
187 Bank Vontobel AG June 30, 2014June 30, 2014
188 Bankers Life and Casualty Company November 07, 2012November 08, 2012
189 BankMed s.a.l. August 13, 2014August 13, 2014
190 BankPozitif Kredi ve Kalkinma Bankasi A.S. May 26, 2014May 27, 2014
191 Banque Havilland S.A. August 13, 2014August 13, 2014
192 Banque Internationale à Luxembourg January 24, 2013January 24, 2013
193 Barak Capital G.T. Ltd. April 02, 2014April 02, 2014
194 Barclays Bank PLC January 18, 2013January 18, 2013
195 Barclays Capital Inc. January 23, 2013January 23, 2013
196 Barclays Capital Securities Limited January 18, 2013January 18, 2013
197 Barrick Gold Corporation April 14, 2014April 14, 2014
198 Barrick International (Barbados) Corporation April 14, 2014April 14, 2014
199 Basler Kantonalbank May 23, 2014May 23, 2014
200 BAVARIA SICAV SIF - C1 Sarasin Commodity Diversified Fund December 20, 2012September 13, 2013
201 BAVARIA SICAV SIF - C1 Tiberius Commodity Alpha Euro Fund December 20, 2012September 13, 2013
202 BAVARIA SICAV SIF - C1 WMC Commodity Fund December 20, 2012September 13, 2013
203 BAVARIA SICAV SIF - H2 Berenberg Currency Alpha Fund December 20, 2012September 13, 2013
204 BAVARIA SICAV SIF - H2 FX Concepts Sub-Fund December 20, 2012September 13, 2013
205 BAVARIA SICAV SIF - H2 Ortus Fund December 20, 2012September 13, 2013
206 BAVARIA SICAV SIF - H2 PE Investments FX Standard December 20, 2012September 13, 2013
207 BAVARIA SICAV SIF - H2 TCS Enhanced Markets Alpha Fund December 20, 2012September 13, 2013
208 BAWAG P.S.K. Bank für Arbeit und Wirtschaft und Österreichische Postsparkasse AG April 24, 2013April 24, 2013
209 Bayerische Landesbank March 19, 2013March 19, 2013
210 Bayesian Multi-Strategy Cayman Fund Limitied December 20, 2012September 13, 2013
211 BBK BSC September 05, 2013September 05, 2013
212 BBVA ASSET MANAGEMENT ADMINISTRADORA GENERAL DE FONDOS S.A. December 21, 2012December 26, 2012
213 BBVA Banco Continental December 17, 2012December 17, 2012
214 BBVA Bancomer S.A. January 22, 2013January 23, 2013
215 BBVA COLOMBIA December 28, 2012December 28, 2012
216 BCS PRIME BROKERAGE LIMITED December 16, 2013December 16, 2013
217 BDO Private Bank, Inc. June 26, 2014June 27, 2014
218 BDO Unibank Inc May 27, 2014May 27, 2014
219 Beaver Creek Global Fund, SPC August 16, 2013August 16, 2013
220 Bendigo and Adelaide Bank Limited June 23, 2014June 24, 2014
221 Bennelong Asset Management LLP November 05, 2012November 05, 2012
222 Berkshire Life Insurance Company of America December 05, 2012December 05, 2012
223 BG Cayman Fund Limited December 20, 2012September 13, 2013
224 BHR Capital LLC December 10, 2012December 10, 2012
225 Biddle Sawyer Corporation November 16, 2012November 16, 2012
226 Black River Asset Management LLC December 18, 2012December 18, 2012
227 Blackstone / GSO Debt Funds Management Europe Limited March 28, 2014March 28, 2014
228 Blackstone / GSO Debt Funds Management Europe Limited September 17, 2014September 18, 2014
229 Blackstone / GSO Debt Funds Management Europe Limited November 17, 2014November 18, 2014
230 Blackstone / GSO Debt Funds Management Europe Limited November 19, 2014November 19, 2014
231 Blackstone / GSO Debt Funds Management Europe Limited August 30, 2016August 31, 2016
232 Blackstone / GSO Debt Funds Management Europe Limited October 19, 2016October 20, 2016
233 Blackstone Debt Advisors L.P. March 28, 2014March 28, 2014
234 Blackstone Debt Advisors L.P. December 16, 2014December 17, 2014
235 Blackwater Cayman Fund Limited December 20, 2012September 13, 2013
236 Blakeney Fund Limited December 20, 2012September 13, 2013
237 Bloom Tree Partners, LLC April 12, 2013April 12, 2013
238 Blue Harbour Group LP December 21, 2012December 24, 2012
239 BlueMountain Capital Management, LLC February 25, 2014February 25, 2014
240 BlueMountain Capital Management, LLC. (additional fund) April 14, 2014April 14, 2014
241 BlueMountain Long Short Grasmoor Fund Ltd December 20, 2012September 13, 2013
242 BNP Paribas September 05, 2012September 05, 2012
243 BNP Paribas (Suisse) SA December 05, 2012December 05, 2012
244 BNY Mellon Funds Trust - BNY Mellon Bond Fund May 21, 2014May 22, 2014
245 BNY Mellon Funds Trust - BNY Mellon Corporate Bond Fund May 21, 2014May 22, 2014
246 BNY Mellon Funds Trust - BNY Mellon Intermediate Bond Fund May 21, 2014May 22, 2014
247 BNY Mellon Funds Trust - BNY Mellon Massachusetts Intermediate Municipal Bond Fund May 21, 2014May 22, 2014
248 BNY Mellon Funds Trust - BNY Mellon Municipal Opportunities Fund May 21, 2014May 22, 2014
249 BNY Mellon Funds Trust - BNY Mellon National Intermediate Municipal Bond Fund May 21, 2014May 22, 2014
250 BNY Mellon Funds Trust - BNY Mellon National Short-Term Municipal Bond Fund May 21, 2014May 22, 2014
251 BNY Mellon Funds Trust - BNY Mellon New York Intermediate Tax-Exempt Bond Fund May 21, 2014May 22, 2014
252 BNY Mellon Funds Trust - BNY Mellon Pennsylvania Intermediate Municipal Bond Fund May 21, 2014May 22, 2014
253 BNY Mellon Funds Trust - BNY Mellon Short-Term U.S. Government Securities Fund May 21, 2014May 22, 2014
254 Bottling Group Financing, LLC December 28, 2012January 02, 2013
255 Bottling Group, LLC December 28, 2012January 02, 2013
256 BOULDER DAM CREDIT HUB FUND LTD. December 21, 2012September 13, 2013
257 Bow Street, LLC October 18, 2012October 18, 2012
258 Bowie Enterprises November 20, 2012November 20, 2012
259 BP Energy Company December 20, 2012December 20, 2012
260 BP Products North America Inc. December 18, 2012December 18, 2012
261 Branch Banking and Trust Company November 26, 2013November 26, 2013
262 Brandywine Global Investment Management, LLC June 24, 2014June 24, 2014
263 BRED BANQUE POPULAIRE April 03, 2014April 03, 2014
264 Bremer Landesbank Kreditanstalt Oldenburg -Girozentrale- December 18, 2012December 18, 2012
265 Brenner West Capital Master Fund, Ltd December 19, 2012December 26, 2012
266 Bridgewater MAC 10 Limited December 20, 2012September 13, 2013
267 Brigade Capital Management LLC November 02, 2012November 02, 2012
268 Brigade Capital Management LP August 06, 2014August 06, 2014
269 Brighton Cayman Fund Limited December 20, 2012September 13, 2013
270 Broadhurst Investments Limited November 28, 2012November 28, 2012
271 BROKERCREDITSERVICE (CYPRUS) LIMITED December 16, 2013December 17, 2013
272 Brooke Capital Management Limited January 30, 2013January 31, 2013
273 Brookfield Asset Management Inc. June 16, 2014June 17, 2014
274 Brookfield Infrastructure Partners Capital Management SRL April 07, 2014April 07, 2014
275 Brookfield International Bank Inc. April 07, 2014April 07, 2014
276 Brookfield Office Properties Inc. April 29, 2014April 30, 2014
277 BSI SA October 31, 2013October 31, 2013
278 Business Development Bank of Canada December 12, 2012December 12, 2012
279 Business News (Asia) LLP June 19, 2014June 19, 2014
280 BWE LLC July 23, 2014July 24, 2014
281 Byblos Bank SAL March 21, 2014March 21, 2014
282 Cabot Oil & Gas Corporation December 06, 2012December 06, 2012
283 CACEIS Bank Luxembourg April 07, 2014April 07, 2014
284 Caisse Centrale Desjardins du Québec September 16, 2014September 17, 2014
285 Caixa Economica Montepio Geral June 30, 2014June 30, 2014
286 Caixa Geral de Depósitos April 28, 2014April 28, 2014
287 Calpine Corporation August 10, 2015August 12, 2015
288 Calpine Energy Services, L.P. August 10, 2015August 12, 2015
289 Calypso Capital Management, LP November 30, 2012December 03, 2012
290 Canadian Imperial Bank of Commerce September 24, 2012September 24, 2012
291 Canaras Capital Management LLC April 10, 2014April 10, 2014
292 Canyon Value Realization MAC 18 Ltd. December 20, 2012September 13, 2013
293 Capital One Bank (USA), National Association LKE37K2B8CFZUR7F9816 December 12, 2013December 12, 2013
294 Capital One Financial Corporation ZUE8T73ROZOF6FLBAR73 December 12, 2013December 12, 2013
295 Capital One, National Association 207ALC1P1YM0OVDV0K75 December 12, 2013December 12, 2013
296 Cardinal Point Capital LLC August 05, 2014August 06, 2014
297 Cargill Asia Pacific Treasury Ltd. November 18, 2014November 18, 2014
298 Cargill Australia Ltd. November 18, 2014November 18, 2014
299 Cargill Financial Services International, Inc. December 07, 2012December 07, 2012
300 Cargill Global Funding PLC November 18, 2014November 18, 2014
301 Cargill Japan Limited November 18, 2014November 18, 2014
302 Cargill Limited - Cargill Limitee November 18, 2014November 18, 2014
303 Cargill, Incorporated December 07, 2012December 07, 2012
304 Carlisle Companies Inc. November 18, 2013November 18, 2013
305 Carlisle Fund Limited December 20, 2012September 13, 2013
306 Case New Holland Industrial Inc. November 07, 2014November 07, 2014
307 Cathay Life Insurance Co.,Ltd. July 08, 2014July 08, 2014
308 Caxton Global Investments Limited June 18, 2014June 18, 2014
309 Caxton International Limited June 18, 2014June 18, 2014
310 CCM Cayman Fund Limited December 20, 2012September 13, 2013
311 CCP MAC Cayman Fund Limited December 20, 2012September 13, 2013
312 CECABANK, S.A. May 23, 2014May 23, 2014
313 Cedar Hill Capital Partners, LLC December 06, 2012December 06, 2012
314 Centerbridge Advisors II, LLC June 26, 2014June 26, 2014
315 Centerbridge Advisors, LLC June 26, 2014June 26, 2014
316 Centerbridge Credit Advisors, LLC June 26, 2014June 26, 2014
317 Centerbridge Special Credit Advisors II, LLC June 26, 2014June 26, 2014
318 Centerbridge Special Credit Advisors III, LLC April 19, 2016April 20, 2016
319 Centerbridge Special Credit Advisors, LLC June 26, 2014June 26, 2014
320 Centre de Coordination Nestlé SA June 12, 2014June 12, 2014
321 Centre Point Funding November 30, 2012December 03, 2012
322 Chatham Asset Management, LLC June 10, 2013June 10, 2013
323 CHC Jonesboro LLC September 28, 2015September 28, 2015
324 Cheyne Active Credit Fund L.P. August 19, 2014August 19, 2014
325 Cheyne CDO I Fund L.P. August 19, 2014August 19, 2014
326 Cheyne Credit Opportunity CDO I B.V. August 19, 2014August 19, 2014
327 Cheyne Equity Fund L.P. August 19, 2014August 19, 2014
328 Cheyne European Event Driven Fund L.P. August 19, 2014August 19, 2014
329 Cheyne European High Yield Fund L.P. August 19, 2014August 19, 2014
330 Cheyne Explorer Europe Equity Fund L.P. August 19, 2014August 19, 2014
331 Cheyne Long/Short Credit Fund L.P. August 19, 2014August 19, 2014
332 Cheyne Malacca Asia Equity Fund L.P. August 19, 2014August 19, 2014
333 Cheyne Multi-Strategy Fund L.P. August 19, 2014August 19, 2014
334 Cheyne Real Estate Credit Holdings Fund II L.P. August 19, 2014August 19, 2014
335 Cheyne Real Estate Credit Holdings Fund III L.P. August 19, 2014August 19, 2014
336 Cheyne Real Estate Credit Holdings Fund L.P. August 19, 2014August 19, 2014
337 Cheyne Real Estate Debt Fund Inc. August 19, 2014August 19, 2014
338 Cheyne Select Funds Public Limited Company - Cheyne Corporate Loan Fund A August 19, 2014August 19, 2014
339 Cheyne Select Funds Public Limited Company - Cheyne High Income Regulatory Capital Fund August 19, 2014August 19, 2014
340 Cheyne Select Funds Public Limited Company - Cheyne Regulatory Capital Fund II August 19, 2014August 19, 2014
341 Cheyne Select UCITS Fund plc - Cheyne European Mid Cap Equity Fund August 19, 2014August 19, 2014
342 Cheyne Select UCITS Fund PLC - Cheyne Global Credit Fund August 19, 2014August 19, 2014
343 Cheyne Select UCITS Fund Public Limited Company - Cheyne Convertibles Absolute Return Fund August 19, 2014August 19, 2014
344 Cheyne Select UCITS Fund Public Limited Company - Cheyne European Real Estate Bond Fund August 19, 2014August 19, 2014
345 Cheyne Social Property Impact Holdings Inc. October 21, 2014October 21, 2014
346 Cheyne Total Return Credit Fund 1 L.P. August 19, 2014August 19, 2014
347 Cheyne Total Return Credit Fund December 2019 L.P. August 19, 2014August 19, 2014
348 Chicago Fundamental Investment Partners, LLC April 11, 2014April 11, 2014
349 Chimney Rock Value Fund, L.P. July 11, 2013July 11, 2013
350 China CITIC Bank International Limited ( previously known as CITIC Bank International Limited) December 17, 2012December 17, 2012
351 CIBC World Markets Inc. September 24, 2012September 24, 2012
352 CIBC World Markets plc September 25, 2012September 25, 2012
353 CIGOGNE MANAGEMENT S.A. June 23, 2014June 23, 2014
354 CIMB Bank Berhad July 09, 2013July 09, 2013
355 Citi Swapco Inc. October 02, 2012October 02, 2012
356 Citibank (China) Co., Ltd. November 19, 2012November 19, 2012
357 Citibank Canada October 02, 2012October 02, 2012
358 Citibank Europe PLC December 06, 2012December 06, 2012
359 Citibank Japan Ltd. October 09, 2012October 09, 2012
360 Citibank Korea Inc. November 19, 2012January 09, 2013
361 Citibank N.A. October 02, 2012October 02, 2012
362 Citibank Taiwan Limited November 19, 2012November 19, 2012
363 Citibank ZAO November 20, 2012January 09, 2013
364 Citicorp Investment Bank (Singapore) Limited November 19, 2012January 09, 2013
365 Citigroup Energy Canada ULC October 02, 2012October 02, 2012
366 Citigroup Energy Inc. October 02, 2012October 02, 2012
367 Citigroup Financial Products Inc. October 02, 2012October 02, 2012
368 Citigroup Global Markets Australia Pty Limited December 06, 2012January 09, 2013
369 Citigroup Global Markets Inc. October 02, 2012October 02, 2012
370 Citigroup Global Markets Japan Inc. N/AJanuary 09, 2013
371 Citigroup Global Markets Korea Securities Limited November 19, 2012November 20, 2012
372 Citigroup Global Markets Limited October 02, 2012October 02, 2012
373 Citigroup Inc. October 02, 2012October 02, 2012
374 Citigroup Pty Limited October 02, 2012October 02, 2012
375 City National Bank of Florida December 19, 2013December 19, 2013
376 Clearwater Insurance Company, by its investment manager Hamblin Watsa Investment Counsel Ltd. March 31, 2014March 31, 2014
377 Clearwater Select Insurance Company, by its investment manager Hamblin Watsa Investment Counsel Ltd. March 31, 2014March 31, 2014
378 Clive Capital LLP November 09, 2012November 09, 2012
379 Clontarf Park CLO Designated Activity Company July 11, 2017July 11, 2017
380 CLSA Financial Products Limited November 29, 2013December 02, 2013
381 CMFG Life Insurance Company June 06, 2014June 06, 2014
382 CNBC (UK) Limited September 05, 2014September 05, 2014
383 CNH Capital Receivables LLC November 07, 2014November 07, 2014
384 CNH Industrial Capital America LLC November 07, 2014November 07, 2014
385 CNH Industrial Capital Canada Ltd. November 07, 2014November 07, 2014
386 CNO Financial Group, Inc. November 07, 2012November 08, 2012
387 Coastland Capital LLC formerly known as Overland Advisors, LLC September 11, 2015September 11, 2015
388 Cobra Cayman Fund Limited December 20, 2012September 13, 2013
389 Coeli AB December 11, 2012December 11, 2012
390 Cohen & Steers Active Commodities Strategy Fund, Inc. April 05, 2017April 05, 2017
391 Cohen & Steers Closed-End Opportunity Fund, Inc. June 18, 2014June 18, 2014
392 Cohen & Steers Dividend Value Fund, Inc. April 05, 2017April 05, 2017
393 Cohen & Steers Global Income Builder, Inc. June 18, 2014June 18, 2014
394 Cohen & Steers Global Infrastructure Fund, Inc. April 05, 2017April 05, 2017
395 Cohen & Steers Global Realty Shares, Inc. April 05, 2017April 05, 2017
396 Cohen & Steers Infrastructure Fund, Inc. June 18, 2014June 18, 2014
397 Cohen & Steers Institutional Global Realty Shares, Inc. April 05, 2017April 05, 2017
398 Cohen & Steers Institutional Realty Shares, Inc. April 05, 2017April 05, 2017
399 Cohen & Steers International Realty Fund, Inc. April 05, 2017April 05, 2017
400 Cohen & Steers Limited Duration Preferred and Income Fund, Inc. June 18, 2014June 18, 2014
401 Cohen & Steers Low Duration Preferred and Income Fund, Inc. April 05, 2017April 05, 2017
402 Cohen & Steers MLP & Energy Opportunity Fund, Inc. April 05, 2017April 05, 2017
403 Cohen & Steers Preferred Securities and Income Fund, Inc. June 18, 2014June 18, 2014
404 Cohen & Steers Quality Income Realty Fund, Inc. June 18, 2014June 18, 2014
405 Cohen & Steers Real Assets Fund, Inc. June 18, 2014June 18, 2014
406 Cohen & Steers Real Estate Securities Fund, Inc. June 18, 2014June 18, 2014
407 Cohen & Steers Realty Shares, Inc. April 05, 2017April 05, 2017
408 Cohen & Steers REIT and Preferred Income Fund, Inc. June 18, 2014June 18, 2014
409 Cohen & Steers Select Preferred and Income Fund, Inc. June 18, 2014June 18, 2014
410 Cohen & Steers Total Return Realty Fund, Inc. June 18, 2014June 18, 2014
411 Colonial First State Asset Management (Australia) Limited as Investment Manager March 27, 2014March 27, 2014
412 Colonial Penn Life Insurance Company November 07, 2012November 08, 2012
413 Columbus Hill Overseas Master Fund, Ltd. December 12, 2012December 12, 2012
414 Columbus Hill Partners, L.P. December 12, 2012December 12, 2012
415 Combinatorics Capital LLC November 19, 2012November 19, 2012
416 Comcast Corporation June 19, 2014June 19, 2014
417 Commerce Bank December 27, 2012December 28, 2012
418 Commercial Bank of Dubai P.S.C September 14, 2014September 15, 2014
419 Commercial Bank of Kuwait April 27, 2014April 28, 2014
420 Commerzbank AG January 25, 2013January 25, 2013
421 Commonwealth Bank of Australia September 17, 2012September 18, 2012
422 Commonwealth Opportunity Capital GP LLC October 27, 2014October 27, 2014
423 Concentra Financial Services Association November 21, 2012November 21, 2012
424 Concho Resources Inc. December 06, 2012December 06, 2012
425 Conseco Life Insurance Company November 07, 2012November 08, 2012
426 Constellation Capital Management, LLC December 14, 2012December 14, 2012
427 Contour Asset Management, LLC December 14, 2012December 14, 2012
428 Convexity Capital Master Fund L.P. June 12, 2014June 12, 2014
429 Convexity Capital Trading Limited June 12, 2014June 12, 2014
430 CONVICTIONS AM November 16, 2012November 16, 2012
431 Coöperatieve Rabobank U.A. January 12, 2016January 13, 2016
432 Coordinates Asia Focus Master Fund August 22, 2016August 22, 2016
433 Cornwall Capital Management LP September 11, 2013September 11, 2013
434 Corporate Commercial Bank AD April 07, 2014April 07, 2014
435 Correval S.A. Sociedad Comisionista de Bolsa October 24, 2013October 24, 2013
436 Courage Capital Management, LLC January 23, 2013January 23, 2013
437 CP Management, LLC December 31, 2012January 02, 2013
438 CRC Reinsurance Limited, by its investment manager Hamblin Watsa Investment Counsel Ltd. March 31, 2014March 31, 2014
439 Creation Fund Limited December 20, 2012September 13, 2013
440 Credicorp Bank, S.A. December 10, 2013December 10, 2013
441 CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK November 05, 2012November 05, 2012
442 Credit Blue Ltd. October 18, 2012October 18, 2012
443 Credit Europe Bank (Romania) S.A. June 10, 2015June 10, 2015
444 CREDIT EUROPE BANK (SUISSE) SA July 23, 2014July 23, 2014
445 CREDIT EUROPE BANK N.V. June 30, 2014July 01, 2014
446 Crédit Industriel et Commercial June 10, 2014June 10, 2014
447 Credit Mutuel ARKEA July 16, 2014July 16, 2014
448 Credit Suisse (Hong Kong) Limited August 15, 2014August 18, 2014
449 CREDIT SUISSE (LUXEMBOURG) S.A. October 04, 2012October 04, 2012
450 Credit Suisse (Singapore) Limited August 15, 2014August 18, 2014
451 Credit Suisse (Switzerland) Ltd. November 21, 2016November 21, 2016
452 Credit Suisse AG September 26, 2012September 26, 2012
453 Credit Suisse Asset Management, LLC December 11, 2012December 11, 2012
454 Credit Suisse Capital LLC August 30, 2012August 30, 2012
455 Credit Suisse Energy LLC August 15, 2014August 18, 2014
456 Credit Suisse Fund Management S.A. December 11, 2014December 11, 2014
457 CREDIT SUISSE HEDGING-GRIFFO SERVIÇOS INTERNACIONAIS S.A. June 04, 2014June 04, 2014
458 Credit Suisse International August 30, 2012August 30, 2012
459 Credit Suisse Securities (Europe) Limited August 30, 2012August 30, 2012
460 Credit Suisse Securities (Japan) Ltd September 18, 2014September 18, 2014
461 Credit Suisse Securities (USA) LLC September 18, 2014September 18, 2014
462 Crescent III LP December 20, 2016December 20, 2016
463 Crestwood Capital Management, L.P. December 26, 2012December 26, 2012
464 Criterion Capital Management LLC December 20, 2012December 20, 2012
465 Crump Energy Partners, LLC January 17, 2013January 18, 2013
466 CUMIS Insurance Society, Inc. June 06, 2014June 06, 2014
467 Cyrus Capital Partners, L.P. December 05, 2012December 05, 2012
468 D. E. Shaw Alkali International, Ltd. December 18, 2014December 18, 2014
469 D. E. Shaw Alkali Portfolios II, L.L.C. December 18, 2014December 18, 2014
470 D. E. Shaw Alkali Portfolios III, L.L.C. April 28, 2015April 28, 2015
471 D. E. Shaw Alkali Portfolios, L.L.C. December 18, 2014December 18, 2014
472 D. E. Shaw All Country Global Alpha Extension Portfolios, L.L.C. December 18, 2014December 18, 2014
473 D. E. Shaw Asymptote International, Ltd. December 18, 2014December 18, 2014
474 D. E. Shaw Asymptote Portfolios, L.L.C. December 18, 2014December 18, 2014
475 D. E. Shaw Composite Fund, L.L.C. December 18, 2014December 18, 2014
476 D. E. Shaw Composite Holdings, L.L.C. December 18, 2014December 18, 2014
477 D. E. Shaw Composite Portfolios, L.L.C. December 18, 2014December 18, 2014
478 D. E. Shaw Galvanic International, Inc. December 18, 2014December 18, 2014
479 D. E. Shaw Galvanic Portfolios, L.L.C. December 18, 2014December 18, 2014
480 D. E. Shaw Heliant Capital, L.L.C. December 18, 2014December 18, 2014
481 D. E. Shaw Kalon International, Ltd. December 18, 2014December 18, 2014
482 D. E. Shaw Kalon Portfolios, L.L.C. December 18, 2014December 18, 2014
483 D. E. Shaw Laminar Portfolios, L.L.C. December 18, 2014December 18, 2014
484 D. E. Shaw Oculus International, Inc. December 18, 2014December 18, 2014
485 D. E. Shaw Oculus Portfolios, L.L.C. December 18, 2014December 18, 2014
486 D. E. Shaw Orienteer Portfolios, L.L.C. December 18, 2014December 18, 2014
487 D. E. Shaw Plasma Portfolios, L.L.C. December 18, 2014December 18, 2014
488 D. E. Shaw Refraction Portfolios, L.L.C. December 18, 2014December 18, 2014
489 D. E. Shaw Special Opportunities Portfolios, L.L.C. December 18, 2014December 18, 2014
490 D. E. Shaw Stibnite Portfolios, L.L.C. December 18, 2014December 18, 2014
491 D. E. Shaw Valence International, Inc. December 18, 2014December 18, 2014
492 D. E. Shaw Valence Portfolios, L.L.C. December 18, 2014December 18, 2014
493 D. E. Shaw Value All Country Alpha Extension Fund, L.P. December 18, 2014December 18, 2014
494 D. E. Shaw World Alpha Extension Portfolios, L.L.C. December 18, 2014December 18, 2014
495 DAF Caminhões Brasil Indústria Ltda. July 02, 2014July 02, 2014
496 DAF Trucks N.V. July 07, 2014July 08, 2014
497 Dah Sing Bank, Limited December 20, 2012December 24, 2012
498 DAIWA AMERICA STRATEGIC ADVISORS CORPORATION April 23, 2013April 23, 2013
499 DAIWA CAPITAL MARKETS AMERICA INC. April 23, 2013April 23, 2013
500 Daiwa Capital Markets Europe Limited December 21, 2012December 26, 2012
back to top