United States

DateTitle / DescriptionDocuments
July 7, 2017
ISDA CCO Comment Letter (Final)
ISDA Letter Re: Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments
ISDA CCO Comment Letter (Final).pdf
July 5, 2017
OTE-RIC-Updated Proposal
ISDA Letter Re: Proposal Amending CFTC Regulation § 37.6
OTE-RIC-Updated Proposal (07-05-17) (Final).pdf
May 15, 2017
ISDA Comment Letter – CFTC Proposed SD and MSP Capital Requirements (2017)
ISDA Letter Re: Capital Requirements for Swap Dealers and Major Swap Participants
ISDA Comment Letter - CFTC Proposed SD and MSP Capital Requirements (2017) - Final (002).pdf
May 1, 2017
ISDA Comments on Regulation Automated Trading; Proposed Rule: 17 CFR Parts 1, 38, 40 et al Supplemental Notice of Proposed Rulemaking, RIN 3038–AD52
ISDA comment letter to the US Commodity Futures Trading Commission (CFTC) on the Supplemental Notice of Proposed Rulemaking for Regulation Automated Trading.
Supplemental Reg AT-Comment Letter - ISDA (05.01.17)(filed).pdf
April 28, 2017
ISDA Comment Letter to Department of Treasury
ISDA comment letter to the Department of Treasury regarding the President’s Executive Order 13772 titled “Core Principles for Regulating the United States Financial System”. As discussed in the letter, ISDA believes that the Administration can provide tremendous value by facilitating better inter-agency regulatory coordination domestically and abroad, ensuring that the US implementation of international standards does not exceed those agreed-upon principles and providing targeted reform recommendations to the US financial regulators.
ISDA Treasury Letter (FINAL) 4.28.17.pdf
February 23, 2017
ISDA Letter Re: Position Limits for Derivatives: Re-Proposal
December 6, 2016
ISDA-responses-inter-affiliate-clearing-exemption (supplemental responses)
ISDA Letter Re: ISDA Responses to CFTC Questions on Inter-Affiliate Clearing Exemption
ISDA-responses-inter-affiliate-clearing-exemption (suppelemental respons....pdf
November 16, 2016
Inter-affiliate-trades-supplemental request
ISDA Letter Re: Supplemental Request for Commission Action – Part 50
Inter-affiliate-trades-supplemental request.pdf
October 11, 2016
ISDA-request (inter-affiliate clearing exemption-Part 50)
ISDA Letter Re: Request for Commission Action – Part 50
ISDA-request (inter-affiliate clearing exemption-Part 50)(October 11-201....pdf
July 18, 2016
ISDA Comment Letter – CFTC 2016 IRS Clearing Mandate
ISDA response to 2016 expansion of CFTC IRS Clearing Mandate.
ISDA Comment Letter - CFTC 2016 IRS Clearing Mandate.pdf