| Date | Title / Description | Documents |
May 17, 2012 | Treatment of Inter-affiliate Transactions Letter to the Commodity Futures Trading Commission (CFTC) from ISDA and SIFMA regarding Treatment of Inter-affiliate Transactions | |
May 17, 2012 | Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades Letter to the Commodity Futures Trading Commission (CFTC) from ISDA and SIFMA regarding Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades | |
April 20, 2012 | Uncleared Security-Based Swap Transactions Involving Eligible Contract Participants Letter to the Securities and Exchange Commission (SEC) from ISDA and SIFMA. | |
April 19, 2012 | Extraterritorial legislation: the problems posed for markets, clients and regulators Letter on extraterritoriality (ET) to US Treasury Secretary Geithner and EU Commissioner for Internal Markets and Services Barnier, from ISDA, GFMA, IBfed and Financial Services Roundtable. | |
April 12, 2012 | Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds (“Volcker Rule”) (CFTC) | |
February 13, 2012 | Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds Comment letter sent to: Office of the Comptroller of the Currency (OCC), Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation (FDIC) & Securities and Exchange Commission (SEC) | |
February 13, 2012 | Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade Comment letter sent to: Commodity Futures Trading Commission (CFTC) | |
November 4, 2011 | Joint Trade Association comment letter to the CFTC on its Proposed Compliance and Implementation Schedules FIA, ISDA, SIFMA comments | |
October 5, 2011 | Comment Letter: Notice of Proposed Rulemaking - Position Limits for Derivatives Letter to Gary Gensler, Chairman of CFTC | |
September 30, 2011 | ISDA and FIA’s comment letter on Customer Clearing Documentation and Timing of Acceptance for Clearing Sent to – CFTC | |